Materialist History or Critical History: A Reply to Jean Allen

Amelia Davenport responds to Jean Allen’s A Critical History of Management Thought, continuing the debate on scientific management. 

 

Before diving into the substance of this essay, I want to thank comrade Jean Allen for their contribution to the broader discussion on the role management science plays in the contemporary ordering of production and its potential (mis)application to socialist organizing. While there are points of disagreement between Comrade Allen and myself on historical facts, we share much more common ground than might be inferred from reading their essay. In fact, there is far more common ground between Comrade Allen and me politically than between myself and the Amelia Davenport their essay presents. 

To clear up some confusion, I do not support the application of Taylorism, as a framework that is articulated in the pages of Principles of Scientific Management, to either the process of production or to the socialist movement. I certainly do not believe in “uncritically applying it” or “applying it in its entirety,” No quotations are provided showing that I intended such a thing or supporting any of the claims made about my essay. The purpose of Stealing Fire was twofold: on the one hand, I sought to use Taylor as a lens to examine the pre-scientific forms of organization commonly employed on the left, but on the other hand, I turned Taylorism in on itself and expose the flawed and authoritarian character of Taylor’s original analysis. Taylorism was the name given to one of the early attempts to rationalize the labor process according to newly discovered laws of nature. In its original conception, it empowered a layer of engineers and experts who determined the best way to carry out labor tasks which eroded the power of shop floor managers, business owners, and skilled workers in favor of engineers. Instead of bosses issuing arbitrary orders and workers trying to meet them, roles and tasks were broken down into their simplest elements to maximize the potential output of machines. Stealing Fire is not a call for the adoption of classical scientific management theory but an immanent critique of it in the tradition Karl Marx critiqued David Ricardo and Adam Smith. 

Likewise, contrary to Comrade Allen’s claims, I do not present an abstract science of management that socialists can simply apply to any situation,  nor do I claim such a science exists. One of the most critical portions of Stealing Fire is its brief treatment of the theories of educator and philosopher John Dewey and the role practice plays in education. I emphasize learning by doing precisely because the science of organization is a practical science. What formulas I do present, like the IWW’s organizer ranking system, are tried and true methods formed out of the collective experience of the workers’ movement, not theories derived from a laboratory. The Industrial Workers of the World, through decades of experiment, developed a training system that educates its members in best practices for workplace organizing. I explore a small portion of that system which does not contain any secret tactics used for evaluating members of the target business because it is an excellent practical example of the socialist application of management science. 

To make their point about the nature of organizational science, comrade Allen cites Carl von Clausewitz’s approach to military science. Few thinkers on military issues are as cited as Clausewitz besides Sun Tzu, and his book On War, lays out important theoretical tools for understanding how war and other kinds of conflict work. Breaking from old traditions that tried to create perfect models of how war “should” work, Clausewitz applied social scientific methods drawn from History and critical philosophy. He started with the reality that war involves randomness and is unpredictable. 

Clausewitz, as a proto-complexity theorist, is rightly skeptical of abstract schemas that can be claimed to universally apply to military strategy. There is no textbook that can teach you war nor is there one that can teach you organizing. Here comrade Allen and I are in perfect agreement. However, Clausewitz, as singularly brilliant a mind as he was, was writing in a period before the development of the sciences that deal with exactly the sort of problems under discussion. It is also worth noting that the same objections Comrade Allen raises over the use of Taylor apply equally if not more so to Clausewitz. While Clausewitz maintained a much more flexible and dynamic vision of military strategy than his contemporaries, his vision was of a deeply authoritarian character and was inextricably linked to the ideological imperatives of the Prussian state. While Clausewitz rejected the subordination of strategy to the authority of political ministers, he also saw the army general as the singular Will for which the army is merely a body, with available autonomy of decision diminishing down the line of command until it is nonexistent at the level of the individual troop. If Taylorism was an ideological justification for an unequal society, what else could Clausewitz’s thought be? Clausewitz was an aristocratic apologist of the mass slaughter of workers for the aims of imperialist states. At least Taylor, for all his elitism, distributed authority in a collegiate fashion among managers so as to not rest in the monopolar figure of the field commander. 

Reductionist and specialized sciences which most of us are taught in primary school certainly do have trouble generating theories that can account for highly complex, probabilistic, and dynamic processes. But that does not mean that those areas are immune to the ever-widening grasp of science. Cybernetics, Tektology, Complexity Science, Operational Research, General Systems Theory, and other paradigms have been developed to deal precisely with the invariant properties of all organizations and chaotic environments. The results of these sciences are true whether or not they are employed for one set of class interests or another. However, the implications of their findings consistently show the superiority of socialist organizational principles like autonomy, solidarity, rational planning, democracy and collectivity. Second Order cybernetics, represented by Heinz von Foerster, Stafford Beer, Francisco Varela, and others, emphasizes the active role of the scientist/observer in constructing and shaping the system of their analysis.1 It is the insights of these sciences which necessarily entails the framework of constructive socialism. Constructive socialism is not a foreordained framework brought down from Mount Sinai, it is exactly the principle that comrade Allen supports: creating the kinds of organizations that will give the working class itself the experience it needs to take power rather than continuing the path of socialisms which depend on a caste of specialist “revolutionary scientists.” Nor does it replace scientific socialism outrightit extends it beyond the limitations of the past.

As with the principle of constructive socialism, Comrade Allen misunderstands the purpose and meaning behind the advocacy of Prometheanism in Stealing Fire. Prometheanism is an ethic, not a framework of analysis. While some eco-socialists wrongly attribute the term to a blind faith in technology, it is instead a statement of libertarian socialist values. That is to say, Prometheanism is openly declaring an allegiance to the cause of freedom, to the oppressed, to understanding the world, and to the martyred dead who can no longer speak for themselves. To be a Promethean is to be willing to bear an eternity of agony rather than bend the knee for a tyrant or choose comfort over justice. To be a Promethean is to turn the tools of the masters into weapons against them, to believe in the possibility of a better world where science can serve the people. It is to accept one’s responsibilities. I utterly reject any framing of Prometheanism as scientistic or rooted in a belief in the salvific power of technology. Such a set of values is not a product of study. No length of time as a comfortable trade union bureaucrat, leftist intellectual, or political canvasser will teach these values. They come from experience, but they’re an a priori commitment a revolutionary must make. There is no science of morality, nor logical proof of its validity. But that does not mean it is not necessary. Comrade Allen is under no obligation to accept the ethic I propose, and acceptance of it is obviously not a prerequisite for engaging in working-class struggle. 

Nevertheless it is necessary for members of the professional class to shed their immediate class interests in favor of their higher collective interests as members of the species. Prometheanism is an ethic which offers a way forward for the revolutionary movement as it tries to secure knowledge of the world. The Promethean ethic is best articulated by Stafford Beer in The Brain of the Firm:

But because science has indeed been largely sequestrated by the rich and powerful elements of society, science becomes an integral part of the target of protest for the artist. Each makes his own Guernica. My own view, which I set about propagating in these circles, is that science, like art, is part of the human heritage. Hence if science has been sequestrated, it must be wrenched back and used by the people whose heritage it is, not simply surrendered to oppressors who blatantly use it to fabricate tools of further oppression (whether bellicose or economic).2

The reception of my work as a defense of Taylorism, as supporting managers, or endorsing the mental/manual division of labor (alleged by commentators less serious than Comrade Allen) is alien to what is contained within it. One has to wonder if some critical voices read Stealing Fire at all. It is decidedly ironic when Leninists and academic leftists charge me with elitism or being anti-worker control given the historical role both groups have played in the workers’ movement. Leninists, and most particularly Trotskyists, have a very long history arguing against worker control. In fact, Trotsky proposed the full militarization of labor in the USSR during debates against the Workers’ Opposition, Bukharin and Lenin over the role of trade unions. My argument that the results of Taylorism, like objective time study and safety analysis, were used by the new industrial unions for the benefit of workers against management is simply a recognition that class struggle takes place even within changed productive terrain. Workers still have agency and are not helpless objects of Capital. 

Scientific managers themselves recognized the potential dual aspect of their work in the struggle of interests between labor and capital. In a debate hosted by the Taylor Society in 1917 over the use and misuse of time-studies, Navy production coordinator Frederick Coburn explained how the objective measurement of time could be used as a tool to argue against unreasonable managers and arbitrary demands: 

We have found out that by carrying along the time idea that we can say to the request for immediate completion of a job, “very well, if you want that job done by Wednesday noon, here are some other jobs that must be deferred,” naming the particular jobs, and how long they will be deferred. In the old days we were told to do the job, and were expected to get that job done… 3

Coburn went further and explained that the introduction of scientific management experts meant that because they could put the objective needs of production into language the accountants and directors of factories could understand the owners could no longer “grind the neck of the working man with an iron heel” simply out of ignorance or apathy. It does not mean exploitation stops, or that the interests of capital and labor are reconciled. But anyone who has ever worked for a wage knows that a large part of the hell of work is the ignorance, stupidity and capriciousness of managers. Objectifying the work relation removes some power from lower-level management and creates a basis for resisting arbitrary authority. A manager can only demand a worker violate their company’s own “one best way” guides with some risk to themselves. Even in a society without hierarchical labor relations there will be conflicts between different interests within production and having objective standards can only serve to smooth out unnecessary friction. 

Imputing motives of secret technocratic designs into my good faith treatment of Taylor’s Principles of Scientific Management misses the point. By not studying or mastering the science of organization that bourgeois, authoritarian, and reactionary forms of management will re-assert themselves. These forms of organization are the social default which the general public has been conditioned into accepting. What most critics of Taylorism miss, and the reason why I made my initial contribution, is that what came before Taylorism was also bad and Taylorism emerged as a way to overcome the limits that pre-scientific capitalism had run into. These are limits that pre-scientific socialism will run into as well. When voluntarist and unscientific attempts at reorganizing the economy fail, technocratic methods of organization will be restored just like in the real history of actually existing socialism in power. The stakes are far too high to fall back on easy answers that confirm our pre-existing prejudices or allow us to write off large swaths of the accumulated knowledge of humanity. How can we defeat our enemies if we do not seriously study them? Our solutions will necessarily be far different from those presented by bourgeois theorists of management like Taylor, but we should deal with them honestly if we want to solve the problems of social and productive organization.

 As Doc Burton said in Steinbeck’s classic of proletarian literature, In Dubious Battle:

I want to see the whole pictureas nearly as I can. I don’t want to put on the blinders of ‘good’ and ‘bad’, and limit my vision. If I used the term ‘good’ on a thing I’d lose my license to inspect it, because there might be bad in it.

Engaging in dispassionate analysis does not mean endorsing the object of analysis. 

The essay that follows is more than simply a critique of what I maintain are historical and theoretical errors on Comrade Allen’s part. It is an elaboration of an approach to history, science, and the organization of labor. It is also a defense of the materialist conception of history, developed by Karl Marx, as understood in light of contemporary advancements in our understanding of complexity and pre-modern society. The first section uses Comrade Allen’s reading of the historical development of management thought as a springboard to defend the materialist account of the role of ideology in production. The second section looks closely at the real history of scientific management in practice while exploring the nature of science and its role in society. While I hope that this essay can stand alone as a contribution to the discussion of these topics, I strongly recommend reading Jean’s essay, both for its own value and to see both sides of the debate. 

Critical History or Materialist History?

Turning now to Comrade Allen’s own contribution to the discussion of management theory, they begin with a critique of Morgan Witzel’s historicization of “management thought.” Allen sketches a compelling narrative, attempting a historical materialist lens, as to why business management thought was unable to emerge in tributary societies despite the presence of widespread commercial enterprise. However, while Comrade Allen begins by looking at the structural economic factors (the ruling class existing as a landed aristocracy whose wealth is extracted by tribute rather than commercial growth), they also fall into the idealist trap set out by Robin George Collingwood’s form of historiography. Where Collingwood avoids projecting contemporary ideas and mores backwards onto the people of the past, his methodology is focused on what people thought about themselves and their world.4 Though he rejected the label Idealism because of its association with axiomatic rationalists, Collingwood’s approach is idealist in character. It pays insufficient attention to the technical and material forces of production and the real process of organizing life. Collingwood rejects the scientific approach to history that seeks invariance, that is the common aspects of things that always hold true, and sought to contextualize history within the particular subjectivity of heterogeneous epochs.5 While this style of history can create excellent fodder for use by the authors of historical fiction, and may have explanatory power for the actions of great persons, focusing on the ruling ideas of an era obscures far more than it tells us. Using R.G. Collingwood’s style of analysis, Allen says:

Simply put, the class society of feudalism could not conceive of management thinking, either as a science/means of analysis or as a justifying force in society, because it already had a justification for the hierarchy that existed within it. Often this aristocratic ideology was incapable of ‘working’ either by any objective measure or even on its own terms, but without an alternative system and a different material base, this form of magical thinking hung vestigially over society, justifying all sorts of harm and oppression despite being debunked and demystified. For centuries humanity hung between a feudal society that created all manners of useless suffering and a new method of organization that could not be spoken of let alone analyzed. This is a state I think we can relate to, and feudal notions hung onto relevance until it was felled, not by one Revolution but three.

By why did aristocratic ideology “work”? And why did it stop working  In the above passage Comrade Allen answers the former question with a failure of imagination on the part of the whole of society and the latter with the bourgeois revolutions which broke the spell of aristocratic mystification. But if we want to understand management as a science, that is to say, a method of organizing the economic base, it’s precisely to the base we must look when examining its antecedents. 

What Comrade Allen misses is that pre-capitalist production lacked a complex technical division of labor. The kinds of management thinking which preceded business management were characterized by total cosmovisions which had a place for everything and put everything in its place. As Alexander Bogdanov shows in The Philosophy of Living Experience, for most of known history and for the vast majority of society, people organized themselves within authoritarian communes where strict adherence to the accumulated traditions passed down by ancestors was essential to maintaining stability. In this set-up every aspect of the world could be understood within a coherent framework where every aspect of life was imbued with sacred significance and every phenomena was caused by some kind of will.6 Whether this took the form of innate animistic spirits, gods, ghosts, or wood goblins varied depending on the particular evolution of the people in question. It is with the introduction of trade that the unity of life began to break down. When tools and techniques arrived from outside the received traditions of the community they took on a secular character while those less productive or useful ones that had emerged endogenously were often preserved in a ceremonial capacity. While the day-to-day farming of a community might use iron tools, ritual activity would be performed with bronze or copper implements in many neolithic communities. As communities became more interconnected, the domain of secularization expanded, and was reconciled with the sacred in a new hybrid social body: the state. Imposed from a level above the commune, the laws of the state blended the mundane character of the secular with the authoritarian understanding of causality brought forth from authoritarian communism. The King’s laws carried divine sanction and represented the will of the gods, god, or ancestors but they served to regulate practical affairs and an increasingly dynamic social intercourse. Now, appeals could be made to the abstract necessity of laws rather than to divine revelation or tradition. With the rise of the new tributary society, where a sovereign authority managed the interconnection of a multicellular social body, business was born. People entered productive relations with those they had never (or would never) meet and sought out a greater share of the social surplus generated by the synergy of social elements (Bogdanov, 2016).7 As archeological evidence shows, men like the Babylonian copper merchant Ea-nasir often did so at the expense of their countrymen.8

Enterprises in tributary societies could be managed by single individuals because the level of economic complexity was very small. Success was largely characterized by luck, personal initiative, cleverness, and a predatory instinct as Thorstein Veblen notes in The Theory of Business Enterprise. Farming methods changed little across lifetimes, consumer goods required enormous investment of labor power and skill, and individuals largely remained confined to their assigned social rank and even trade. While the peasants remained exploited and oppressed by their liege, the general conditions were highly stable and regular except when struck by external shocks like disease, invasion, and famine. Moreover, even in bureaucratic systems like those which emerged in China, the primary mode of economic organization, agricultural labor, was extremely decentralized which fostered an organic corporatism. The complex Mandarin bureaucracy emerged as a means of organizing a resilient meta-systemic infrastructure for the decentralized production units to be insulated from climactic and social changes that might otherwise cause famine and disorder. Rulers would centralize and decentralize the administrative structure based on the level of stability and balancing competing political factions (Cao, 2018).9

Ruling ideologies like Confucianism, Brahminism, and Roman Catholicism were not just post-facto rationalizations of aristocratic control; the peasants were not reading ruling class ideologists. Nor did the ruling class need a metaphysical sanction for their actions: humans are perfectly capable of acts of exploiting and controlling others for their own sake. Instead, these cosmovisions were the tools which organized social reality for the purpose of labor.  

While Rome did not produce much in the way of “business theory,” following their longstanding practice of appropriation from the Greeks, they did have robust theoretical frameworks governing conduct in the area. Not only did holy texts like Hesiod’s Works and Days, among others, contain advice on commercial activities (along with wise warnings regarding seductive women out to steal men’s granaries), but Aristotle wrote an entire book titled Oeconomica. While Aristotle condemns the act of making money for its own sake (what he calls “chrematistics”) he provides a clear overview of the principles which govern both household management and the management of commerce in his social context. Being situated in a culture which had extensive contacts with very different but similarly advanced civilizations like Persia and Egypt, Aristotle was able to take a somewhat objective view of the laws of economics which transcend those differences. What is crucial is that Aristotle in this book, like his others, was organizing and crystalizing the collective knowledge and techniques of his community into a coherent philosophy. This is the same role Confucius played in China. Medieval confucian scholar Sima Guang’s Comprehensive Mirror in Aid of Governance, though focused on political management, shares much with the best of contemporary management theory from practical illustrations to deep insights in how to navigate a complex network of social relations to effectively discharge one’s duty.10 Morgan Witzel, who is the main object of Comrade Allen’s critique, denies this sort of thinking is “management thought” because it does not relate specifically to business, which Comrade Allen rightly criticizes. One of Comrade Allen’s strongest points is their discussion of the areas of unity between pre-capitalist management and capitalist management. Once the work of codifying a broad theory of management is finished, in a relatively stable society such as Rome, there is no objective imperative to develop a new cosmovision. This can be contrasted to the fractious Hellenic merchant states. Once Rome began to crumble, Roman Catholicism filled in the gap of the previously dominant cosmovision’s capacity to model and control reality. It is worth noting that while monarchs saw unruly subjects as children misled by their local liege, as Allen points out, those same subjects almost universally saw their sovereign as innately good and merely misled by wicked advisors. 

But while Comrade Allen emphasizes the differences between contemporary society’s conceptualization of management and antiquity’s, they fail to sufficiently explore the differences in antiquity itself. While it’s certainly true that Chinese aristocrats maintained strong conceptions of blood purity and innate ability, that was not necessarily true of the wider Chinese society and virtue was certainly not seen as wholly innate. In Confucianism, Mohism and many other prominent schools of thought, virtue, which was inextricably tied to social managerial functions, was actively cultivated and could be far better expressed by a hardworking peasant than a decadent noble.11 In Confucian thought in particular, hierarchy was justified on the basis of necessary ritual performance, not innate qualities of blood. The noble’s social role was to be an exemplary individual and actively exercise consummate conduct in every sphere of life.12 Failing this, it was a sacred duty of advisers and potentially even commoners to remonstrate and correct the errors of the rulers lest Heaven bring ruin to society as a whole. The justification for hierarchy in China was not a top-down sanction from God, but rather a proto-Darwinistic view with the role of Heaven as the final arbiter of viability. Each noble was both a decisionmaker and spiritual guide within a distributed hierarchy, but the vast majority of administration was exercised by a merit-based bureaucracy. The “Nine Ranks” of officials in China which Comrade Allen cites from Francis Fukuyama can only very loosely be considered based on descent. They were principally determined by administrative ability but the rank of one’s father did play a role.13 This was not about the innate quality of blood, but about the perceived moral and spiritual health of the private upbringing of the candidate. A good father will raise a good son. Of course this did limit class mobility, but it was a different way of organizing social economic reality than those employed contemporaneously in Europe. It is also worth noting that the “Nine Ranks” were fairly short lived and were replaced by an examination system long before capitalism took root. Different methods of determining merit were employed in China in different periods, but it was always founded on performance rather than property. Unlike in Europe, pre-modern Chinese society largely saw what you did (within your prescribed social role), rather than who you were, as what mattered ideologically. 

Most tributary societies from the Achaemenid Empire14, the Islamic Caliphate15, and even much of the Roman Empire, from Diocletian’s economic reforms until the rise of feudalism, were run principally by merit-based bureaucracies16, not the gentilshommes who directly ruled backwaters like Medieval France. Comrade Allen mistakes the existence of blood-based aristocratic systems, which were very widespread, with a universal social structure. Even India, with its caste system, was largely ruled through merit based and “individualist” managerial structures across many periods and in many regions. Whether in the Shaivist Tantrika principalities of Kashmir, the Maurya Empire of Chandragupta and Ashoka, or the Islamic Caliphate of Delhi, the Caste system was frequently overthrown or undermined as the political-economic order of the subcontinent remained in flux.17 The purpose of caste, like any other system of social classification was to structure the economic order as an active process. Today caste serves a different purpose: it is a means for opportunity hoarding. Well-off families utilize family and caste networks to better position themselves within the market economy.18 Caste persisted only insofar as it completely changed to fit the modern world. Buddhist, Jain and Islamic rulers maintained unequal systems without justifying themselves with caste, and, while they claimed spiritual authority supported their rule, differences between their regimes and those of the Brahmins can be found in how they structured the division of labor. Ashoka based his rule on freeholding farmers whom he awarded land based on right of tilling, while Islamic rulers introduced slavery to northern India.19 Spiritual texts which specified relations between the castes, toward free citizens or toward slaves were practical guides not ideological cover. 

The colonial slave societies in the Americas differ from the empires of antiquity, as they did need to develop an ideological sanction for their dehumanization and brutality towards kidnapped Africans. This is because the newly emerging economic order was incongruous with the feudal cosmovision of Christianity. Christianity emerged as the ideology of slaves already engaged in class struggle against their masters.20 It was cemented in feudalism as the naturalization of a corporate relationship between the individual and the universe mediated by the church and crown. While the Christian cosmovision provided ample excuse for genocide and conquest, built up by precedent in the expansion into the lands of European pagans and defense against Islamic conquests, it stood in glaring contradiction with the principle of slavery. Christian clerics initially sanctioned this depravity by claiming it served a tutalary role, by which the “savages” would become Christianized.21 But eventually the slavers would turn to theories of racial superiority, not only as a means of “justifying” their rule, but practically enacting it and organizing the production of society. “La Casta” became a social reality for countless people. The development of secular biological sciences went hand in hand with racist control over African and indigenous labor just as much as it did with gaining greater control over our relation to our own bodies for the sake of health and general social welfare.22 A microcosm of the essential unity of this historical process is the life of the father of gynecology, James Marion Sims, who performed heinous experiments on enslaved women for the benefit of their masters. We may call things like phrenology pseudosciences today, but they were merely replaced by new ways of organizing a racialized division of labor using science. Race-based theories of intelligence and genetics continue to receive active funding by both public and private institutions. Popular scientists like Steven Pinker aren’t just doing apologism for racismthey’re creating practical models to use for organizing a racist economy. 

What’s crucial here is that scientific socialists cannot take historical (or present) ideology as merely a reflection of the world that gives it sanction, nor as the driving force of human behavior divorced from the general social labor process. While ruling class ideology in our society does serve as a means to internalize control into the minds of subordinate people to avoid the necessity of deploying direct coercion, its primary function is to organize objective reality. The masses of Rome had no understanding of Aristotle or Plato but their ideas remained useful to the ruling class. Though they will have profound differences, societies that are organized around a common mode of production will share invariant properties in their cosmovisions. Feudal Japan and feudal France were worlds apart yet closer in many characteristic ways than either were to their neighbors the Chinese empire and Almohad Caliphate. This is necessary to understand why Taylorism developed. It was not a post hoc rationalization for the domination of workers by managers, but a framework for organizing society around large scale manufacturing. Taylorism is not the only possible way to organize large scale manufacture, as it is suited particularly to societies that maintain a social division of labor, but it will necessarily share invariant commonalities with a framework suited for the most egalitarian and emancipatory society which can be organized on this basis. 

The nature of contingency in history is a fraught topic. It is certainly true that given a slightly different confluence of events Fredrick Taylor may have never developed his theories of management. However, contra Comrade Allen, the laws of motion of society do entail certain necessary outcomes like the development of management thought. Comrade Allen says: 

The idea is that these movements occurred naturally, that the abolition of slavery or the extension of the franchise was a natural outgrowth of the birth of capitalist democracy. Hierarchical structures like slavery, the caste system, and noble privileges were economically insufficient, and thus their dissolution was inevitable. Such a construction ignores that these orders were as ideologically rooted, the deconstruction of these orders requiring revolutionary action in their time.

While it is true that revolutionary rupture was necessary to break with the old mode of production, it seems unwise to cast aside historical materialism as readily as Comrade Allen is willing to do here. Revolutions being acts of organized agency in no way violates the fact we live in a deterministic universe. The authority of the laws of physics is not delimited by a border that begins at the edge of the human mind or society. That we cannot possibly create a comprehensive model of the universe that allows perfect predictions of what will happen, (the laws of information theory, mathematics and cybernetics show why in the form of Gödel’s incompleteness theorem and Ashby’s Law of Requisite Variety) does not mean that our actions aren’t determined. The dissolution of slavery, noble privileges and the caste system being inevitable couldn’t possibly be predicted with absolute certainty. The ability to make an equivalently complex model necessary for the task would only be possible for a god of equal complexity to the universe. As we have already discussed, the ideologies Comrade Allen speaks of are regulatory models for the economy and they are part and parcel with it. They’re not something distinct from the dynamics of historical materialism. 

The Rise of the Technocrats

Management as a discipline emerged as a part of a much broader imperative that exists in bourgeois society: the specialization of knowledge. Comrade Allen acknowledges this phenomenon, referring to it as “siloing” but mistakenly argues that it is the result of a delusion or mistaken belief in the need for specialization:

The academic aspect of the silo effect emerges straight from management’s origins. The belief in the need for experts and the simultaneous disbelief in the importance of the lived experience of the workers creates a need for a highly specialized expert class with knowledge which is independent of the workplace, that is a managerial class with a “view from the top” rather than a view from the workplace. And at the same time, scientific management and its successors have little to say about power relationships within the workplace. This dual absencethe absence of work and power from managementhas exerted a centrifugal force on the management discipline, leading to disparate sub-disciplines.

Instead, management takes as its focus the invented concept of the organization and how to best rule that invented concept. From this highly sterilized viewpoint, hierarchies become so necessary that they are rarely thought about. Authoritarianism in the workplace, which was so problematic in the 19th century, has been reconstructed as a battle between efficiency and equality, a battle which goes unexamined. Further syncretic knowledge is unnecessary because tasks are split into their component parts, allowing each part to be done by a specialist (a phenomenon which would not be unfamiliar to Taylor or Ford). This factory viewpoint leads to necessary overspecialization by academics and management students because cooperation between the highly disparate parts is assumed.

Before continuing the discussion of why Comrade Allen’s analysis of the atomization of work is flawed, it is worth noting that scientific managers, in particular the members of the Taylor Society, were very much concerned with the relations of power between management and labor. Beyond Frederick Taylor’s references to the conflict in Principles of Scientific Management itself, there are literally hundreds of essays and books written by Society members on the topic. Of particular note are C. Bertrand Thompson’s The Relation of Scientific Management to Labor, Man and His Affairs by Walter Polakov, and Work, Wages and Profits by Henry L. Gantt. While it is true that most practicing Scientific Managers were ideologically aligned with the rights of property, the majority who weren’t socialists were at the very least Progressive reformers within the pro-labor New Deal coalition.23 

Division, reduction, pulverization, and analysis of discrete phenomena works for the needs of capitalism. It’s not just a delusion brought about by a perverse desire for control. The modernist logic of mechanical causality, which is properly studied through increasingly narrow division into incommensurate fields, was a revolutionary and progressive assault on the authoritarian cosmovision of the tributary societies.24 Where once Mankind had a unified system of knowledge, the inexorable logic of the market smashed Platonic Reason’s great Tower of Babel with an invisible hand. In its place rose a thousand tongues for a thousand new sciences. Now, rather than knowledge being handed down from God to the people through the King, any free citizen, with sufficient resources, could unlock Nature’s mysteries. By simplifying the universe into the logical models of Newton, Descartes, and Kant, humans gained real mastery over their world in meaningful ways. As the accumulated experience of capitalist society grew, these cosmovisions were translated into the practical philosophies of men like James Watt, Joseph Marie Jacquard, and Charles Babbage. The steam engine, Jacquard loom, and analytical engine were physical instantiations of the real and objectively valid principles of the modernist organization of reality. But was this kind of philosophy, this science, limited to the study of dumb matter? Or to soulless automata like the animals of Darwin’s studies? “No!” said Auguste Comte and other early socialists like Henri de Saint-Simon and Robert Owen. The methods of science, brought forth by Francis Bacon, could be applied to the study of social systems and applied toward their perfection (Hansen, 1966). Management Thought, truly applied though not yet conscious of itself, begins with Owen, not Taylor. 

Robert Owen was a Welsh textile industrialist and social reformer born in 1771. By the end of the 18th century Owen went into a partnership and acquired ownership of the New Lanark mill as a successful entrepreneur.25 Owen is not often thought of as a “management thinker.” His proposals and social experiments took on a much wider scope than the scientific management of early pioneers (barring Lillian Gilbraith who applied the theories she and her husband developed for business with equal fervor to home-economics). But this was in part due to the context in which he worked. The spheres of social scientific study had not yet been fully differentiated. But it is also likely because of his socialist politics. Nobody doubts that Henry Ford, the pro-Nazi industrialist who revolutionized the assemblyline, was a management thinker. Yet Ford engaged in Utopian social planning himself; he created an experimental colony in the Brazilian jungle called Fordlandia and played an active role in designing the social life of the residents of Dearborn Michigan. An example of Owen’s management reforms was introducing a “silent monitor” system, in which supervisors would rate the work of an employee and display their status for all to see using a multi-colored cube placed above each workstation. Likewise he used tactics similar to labor organizers, and personnel managers, but for the purpose of winning workers to proposed technical changes, by identifying ‘champions’ among workers with social influence who he could win over as proxies to generate support.26 Owen’s utopian socialism, like that of Saint-Simon, was an attempt by the newly emergent technical intelligentsia to re-integrate society, ripped asunder by the economic laws of bourgeois production, on the basis of the conceptual framework this society had produced for the transformation of the world in its image.27 It was doomed to fail, and every community modeled on his precepts did fail, precisely because of the very thing that had given its representatives real power in the world: the social division of labor. Owen went on to become one of the founders of the British trade union movement, education reform movement, and the co-operative movement where his management theories found a more receptive audience than among his bourgeois peers and would have a more enduring impact than in the all-encompassing socialist colonies his more idealistic disciples would establish.28 It would take nearly 100 years for later researchers like Swedish-American mathematician Carl Barth, French mining engineer Henri Fayol, and Polish economist Karol Adamiecki, to transform the study of management into an institutionalized scientific discipline.

Robert Owen’s New Lenark.

Why did it take so long for management as a field of scientific analysis to emerge after Owen? Because the technical division of labor had not yet reached the degree of development where it was possible. In Owen’s day, science itself had only recently been separated from philosophy and the broad disciplines like biology, physics, chemistry, medicine, mathematics, economics, and so on were at the genesis of their heroic periods. Other fields like psychology, sociology, and computation were a faint dream. In production, there were the “mechanical arts” rather than discrete fields like mechanical engineering, chemical engineering, and civil engineering.29 So the idea of there not being a science specifically for management prior to the general intensification of disciplinization is hardly surprising. Management science has the same relationship to earlier forms of management practice that civil engineering has to the engineering of antiquity. 

Comrade Allen’s objection that management science is “unscientific” because it is ideological rests on the mistaken assumption that any science is non-ideological. One does not have to be a vulgar Marxist to see that actually existing scientific institutions are inextricably bound up with the power and interests of capitalism. Funding, institutional access, and prevailing courses of research are all heavily conditioned by the needs of both capitalism and imperialism. And even beyond this practical level, the struggle between foundational philosophies that underlie disciplines like physics are as fraught and intense as any between political ideologies. In the heroic age of physics there were sharp debates between the disciples of Viennese scientist-philosophers Ernst Mach and Ludwig Boltzmann on the existence of atoms and later Einstein’s theory of general relativity would be decried as “Jewish science” by rival physicists like Philipp Lenard. In mathematics, the debates between formalists like David Hilbert and intuitionists like Georg Cantor over whether mathematics represented true laws of reality or was merely a human construct for describing reality devolved into petty feuds and an intellectual battle to the deathuntil it was dissolved by Kurt Gödel’s development of incompleteness.30 And in biology, the struggle between the followers of Gregor Mendel and Ivan Michurin took a bloody turn under the leadership of Joseph Stalin. The problem with most accounts of the ideological nature of science is that they grossly oversimplify what is happening and still rely on the notion of a “pure science” beyond history that is then tainted by ideology on a practical level. This opens the door for non-scientist specialists of ideology to assert themselves as the real arbiters of truth over the scientists. Rather than demand the subordination of science to philosophy, or attempt to “free” science from ideology, the communist ought to insist that the scientist herself recognize the philosophical component, and non-neutrality, of her labor. That management science often pretends to be fully objective and neutral is not a special feature of it, and the answer is not to simply write it off because it has been used for power or because the confidence intervals of its predictions are too large. To the credit of the Taylorists, they were very open about the fact that their framework was a philosophy. This, I think, is the crux of our disagreement. Comrade Allen sees in management science a system of symbolic representation that contains falsehoods, which distinguishes it from “true” sciences that represent the world truthfully. But this kind of dualism misses the living process of science and scientists. It’s true that representation does occur within science, but it is a mechanism for gaining greater control. Science is the activity of scientists, not a commodity they produce. The lie of neutrality in science is a much deeper problem in modernity than can be laid at the feet of Taylor.  

More specifically, Comrade Allen makes the case that Fredrick Taylor was a pseudoscientist because of claims made by ex-management consultant and self-admitted grifter Matthew Stewart. Unfortunately, as appealing as Stewart’s narrative is for leftists who want to dismiss scientific management without engaging with the literature, it is highly misleading. One of the claims Stewart makes is that Taylor bilked Bethlehem Steel by charging far more in consulting fees than he generated in profits from moving pig iron more efficiently.31. However, this claim depends on ignoring the fact that Taylor spent very little of his time at Bethlehem Steel focusing on the application of scientific management to pig iron at all. His true work consisted of months of conducting scientific analysis on the steel manufacturing process and transforming the management structure internal to the factory.32 In fact, Taylor’s work in the pig iron fields was primarily an attempt to appease his employer Robert Linderman. In addition to his scientific work at Midvale Steel which set him on the course for developing his framework of scientific management, Fredrick Taylor had developed a new labor incentive structure called the “differential piece-rate” system. This system, described in Principles of Scientific Management, was what attracted Bethlehem Steel’s leadership to Taylor because it promised to encourage a considerable boost in productivity with little investment of capital. Linderman was impatient with Taylor’s slow and methodical approach to time and motion studies and needed rapid results.33 While the pig iron example features heavily in Principles of Scientific Management, it’s clearly intended as a hook to draw in potential clients who would otherwise not be interested in Taylor’s system due to their natural conservatism. Using the differential piece-rate as a bait and switch, Taylor could emphasize that scientific management is fundamentally a philosophy rather than a grab-bag of techniques, and thereby begin changes to the labor process the capitalist would have otherwise never consented to. Taylor never fully implemented the differential piece-rate system in Bethlehem’s pig iron fields, as he found it unnecessary to introduce a lower penalty wage below the standard.  

Turning to the claims of forgery, Stewart cites the work of Robert D. Wrege (although mischaracterizing his results), and alleges that the entire time and motion study conducted by Taylor on the pig iron operation was fabricated. But this is a result of undue extrapolation. According to Stewart, Taylor took a group of strapping workers, worked them as hard as he could without rest, and then arbitrarily decided to subtract 40% of this output to account for rest breaks. It would be comical if it were true. Taylor did not personally oversee the time and motion studies, nor did he come up with the ratio of rest to work ratio. Taylor hired a former colleague, James Gillespie, along with veteran Bethlehem foreman Hartley C. Wolle, to conduct the studies.34 From the fact that in their report Wolle and Gillespie do not provide an explanation for how they determined the 60/40 work to rest ratio, Stewart concludes that they simply made it up out of thin air. Further, the entire episode is alleged to have been a farce because very few people, excluding Henry Knoll (the real name of Schmidt) and the minority of highly able workers, were able to meet the “first rate” level of productivity which guaranteed high wages. Many workers had initially resisted transitioning to the new model because they feared a risk of losing wages if they failed to meet the productivity standards though their existing standard simply became the minimum rate.  As communists, it should be clear to us that any such incentive structure implemented by a capitalist firm will ultimately be in Capital’s favor, and by the metrics of business management (that is increasing the productivity of outlayed constant capital), the experiment was a wild success.  

Under scrutiny, the bleak narrative of workers driven to the bone under Taylor becomes murky. Workers who failed to meet productivity standards were almost all given otherless taxingpositions, provided they demonstrated effort.35 Similarly, part of how workers were won over to the new piece-rate system was by being offered to switch to lower intensity and higher-level work after reaching exhaustion by Gillespie and Wolle. The details of the significant work which was to define Taylor’s approach to labor in this episode, namely the “science of shoveling,” are sparse. His notes do describe creating a new kind of tool store room, figuring out optimal motions for shoveling, and there is independent corroboration of studies on shovel size. Moreover, contrary to the claims of Stewart, Taylor’s pig iron experiments were independently replicated multiple times, first by French physiologist Jules Amar and later, carefully documented on film, by Frank Gilbraith.  Reviewing the footage and research conducted by Gilbraith, it is clear that the general results of Taylor’s pig iron study are correct, within a standard 5% margin of error.36 It is also true that the version of events laid out in Principles of Scientific Management contain inaccuracies. Various events are smoothed over and differ from what historical documentation says actually happened under the direction of Gillespie and Wolle. But it is important to remember that the text is a recollection intended to give color to a boring topic, not a scientific paper itself and does not contain willful falsehoods in any areas that relate to the central argument. In fact, as the research of pro-Taylor scholars Jill Hough and Margaret White shows, Taylor likely deserves none of the credit, given the study was neither original (similar studies were well documented at the time) nor did it involve his personal intervention.37  Moreover, much of the text was not written by Taylor himself. The bulk of the manuscript, in particular its theoretical core, was penned by Taylor’s protege Morris Cooke.38 

Unlike Stewart, Taylor critic Chuck Wrege does provide illuminating insight into Taylor’s character, and willingness to bend the truth. Rather than demonstrating the invalidity of Scientific Management, Wrege sets out to deflate the myth of Frederick Taylor as a lone genius who revolutionized management. However, Wrege himself frequently bends the facts to paint Taylor in an even more salacious light than his unadmirable behavior creates on its own. This has allowed management gurus like Stewart, with less compunction than Taylor himself, to issue a blanket dismissal of scientific management in favor of their own “wisdom.” 

It is well accepted that Taylor’s experiments were remarkably successful according to several metrics. From the perspective of capital, Taylor improved productivity threefold at Bethlehem Steel. This greatly boosted Taylor’s credibility among capitalists. From the perspective of labor, the average worker received 60% more pay than before.39 While wages did go up, the increase in wages can in part be accounted for by the high turnover the new system created which cast off unproductive (and therefore low-paid) piece workers. Most of these workers were moved to other jobs within the company, though not all. While as socialists we decry the inhuman aspect created by the iron link between employment and subsistence, this high turnover is itself a success from the perspective of the scientific management philosophy, as it enabled a more rational allocation of laborers to the places they were most suited. In a socialist society where survival is not linked to the selling of labor-power, eliminating the need for labor hours would be a benefit, not a curse. Ironically, the turnover of labor was a specific concern of the owner Linderman and the Bethlehem Steel management and a source of friction with Taylor. The company owned the homes the workers lived in and robbed them through the company stores.40 By turning over unproductive labor and rationalizing production, Taylor was disrupting the quasi-feudal debt-bondage system Bethlehem Steel had set up.  

Taylor saw the factory as a machine for producing social wealth. The workers and managers were to both be molded into rationally perfected components, each playing their own specific part. This idea seems naturally revolting to those of us not indoctrinated into the ideologies which permeate engineering departments at universities. But it is hard to articulate exactly why in objective terms, leaving critics open to accusations of sentimentalism or moralism. Taylor is the ever-present foil for management theorists precisely so they can paint themselves as more able to factor in the “human element” of business.41 Even in his own day the great bulk of management publications pilloried his engineer’s mindset. But rather than such an impoverished view of productive life representing an engineering or scientific view, it was overcome already through management science in Taylor’s lifetime. 

It was not Taylor who implemented the overall system in Bethlehem as he was preoccupied defending his reforms to senior management and working on specific improvements to steel manufacture. Instead, the system was implemented by his protegee Henry Gantt.42 Taylor had successfully, and quite scientifically with the help of mathematician Carl Barth, optimized much of the machinery engineers were working on, created a planning office, and created his specialized system of “functional forement.” However, productivity had not improved, and machinists simply adjusted the speed of their work to maintain the same output as before. To overcome this, Gantt, with Taylor’s approval, introduced a new piece-rate system which greatly improved on Taylor’s model. Rather than punishing workers for failing to reach a minimum threshold, like in the original differential piece-rate system, Gantt preserved the existing wage and only introduced the higher rate for meeting a higher productivity threshold. In so doing, he avoided the risk of labor unrest. 

Gantt chart

The other key difference between Gantt’s system and Taylor’s model developed at Midvale is that the machinists at Bentham were actively included in the design and implementation of the labor process. Workers understandably resented being completely excluded from the intellectual aspect of their work and would often refuse to follow the instructions provided by managers, believing that they knew better. Gantt found a way around this: if workers disagreed with guidance on their instruction card they were encouraged to write feedback and return it. If they were more effective than the instructions the managers had laid out, the planning office would adjust the instructions going forward. If the worker’s ideas were less effective, the managers could demonstrate it and win the worker over to the more effective methods.43 What Gantt had discovered is that by treating the workers as more than mere implements of science and instead as vital parts of the planning apparatus he could leverage a greater social intelligence to the collective enterprise of production. These experiences were crucial for transforming Gantt politically from a liberal into a socialist. Scientific management, as a practical science, was not limited to Taylor’s personal authoritarian approach.

The key lesson of scientific management is that “management” itself acts as a fetter on the organization of production. This is something I am sure comrade Allen agrees with. The traditional business management holds back the engineers, eschewing techniques that would reduce waste, increase output, and generate social surplus because they challenge the direct material interests of the management class. Likewise, the engineer-managers themselves, by virtue of their monopolization of expertise, are structurally incapable of realizing efficient production. For all their knowledge of scientific principles, they cannot possibly hope to manage the complexity of the labor process, without effectively ceding decision-making control to the workers. By getting rid of rule-of-thumb and artisan methods in production through scientific analysis, the scientific engineer-managers set the terms for a dialogue between the abstract and the concrete in production rather than setting in stone a “one best way” like they believed. That the Taylorist view does not accord with modern scientific understandings of complexity implicates Taylorism exactly as much as it implicates the entirety of the Enlightenment scientific project. A true organizational science, which moves beyond the horizon of bourgeois reductionism, will overcome modernity and make itself of and for the masses. 

Beyond accusations of pseudoscience, Comrade Allen’s narrative of the development of scientific management rests on the myth that it was created as a tool for the bourgeoisie to discipline the rising working class. Given as support are a series of anecdotes that demonstrate a correlation in history between the rise of scientific management and the period of classical anarchism and social-democracy’s ascendance. Allen argues that the contradiction between Republicanism in the civil/political sphere and the authoritarianism of the workshop resulted in the birth of a movement that demanded an “applied republic” in the economic sphere. Scientific management is cast as an ideological tool to avoid such an outcome by tricking workers into demanding “better” management instead of democracy. 

Such a tidy narrative is as compelling as it is ahistorical. While it is true that there were forces that demanded democracy, demands that are certainly worthwhile, the French workers’ movement was not so straightforwardly “Republican” in political or economic thought. In fact, many, though not all, leaders of the General Confederation of Labor, the largest, most powerful and most radical union in French history at the time, explicitly disavowed all aspects of republicanism and democracy.44 They believed majoritarianism, procedural voting and universalist politics were inherently bourgeois. Instead they called for a decentralized aristocracy of labor which would mobilize the workers through charisma in direct corporate association and build a world with unmediated and direct relations of production. Some on the left held more favorable views of democracy than others, but all agreed that the only means for workers to achieve their aims was direct struggle. Likewise, within the political social-democratic parties there was no universal demand for a republic within the workplace though some social-democrat leaders like Karl Kautsky did make references to it. The chief demand of the political socialists and the right wing of syndicalism was social control of production. Economic democracy meant disciplining production to the political democracy of the republic. Within the CGT, the leaders most aligned with the Republican tradition like Léon Jouhaux took this line and advocated nationalization with a tripartite management scheme consisting of worker, consumer and public representatives.45 In fact, Jouhaux, along with both leftist and rightist CGT members came to enthusiastically embrace Taylorism, provided it was conducted by the union in the popular interest of efficiency rather than the employers to sweat workers harder.46 It was the right-wing current of the syndicalists which most strongly identified with the French Republican tradition’s notions of liberty and progress, along with the political Socialists, while revolutionary elements sought a break with what they viewed as a great scam by men like Robespierre.47 What French syndicalism and political socialism ultimately aimed for was a “full life” for the people, and it was this which the bourgeoisie denied them. Liberty, Equality, Fraternity, Democracy and Civilization were not themselves the aim; they were judged by how suited they were in providing satisfaction to the direct material needs of workers.  

If economic republicanism itself does not actually represent either a universal aim of the workers, it follows that it does not make any sense to juxtapose it to scientific management theory. Fredrick Taylor’s system, completely unmodified, is perfectly compatible with the democratic election of the leadership of an enterprise. It is even compatible with democratic deliberation and voting on policy. What it is not compatible with, and this is something incredibly valuable and often stands in opposition to democracy when each is taken to extreme, is autonomy. And while autonomy has long been a demand of the workers’ movement, it is not always a universal demand and takes on a different character depending on the perspective under which one applies it. The autonomy of a labor collective freely associating and jointly engaged in production is different than the autonomy of the petty bourgeois artisan who answers to no one but himself and his clients. And though Taylor himself opposed autonomy, many scientific managers did not. Taylor Society member Edward Filene for instance, by no means a radical like Marxist Taylor Society members Walter Polakov and Mary van Kleeck, was a pioneer and key promoter of credit unions and actively supported the transition of businesses into worker-owned cooperatives.48 His vision of “economic democracy,” at least in the 1930s, was not unlike the “applied republic,” yet he was committed to the principles of a movement that was supposedly a reaction against it. 

Conclusion 

Most people are not opposed to applying universal principles in the labor process if it makes their life easier. We only stand to benefit from techniques that reduce the arbitrary nature of the labor process. The scientific management proposed by Frederick Taylor is obviously incompatible with communism if taken on its own terms, but for many Marxist theorists like Lenin, it contained seeds of the future form of organization in spite of itself. Which is to say, Taylorism ideologically talks about scientific truths. As will be seen in the sequel to Stealing Fire From the Gods, the rational kernel within Taylorism, separable from its reactionary content, is labor analysis. This is the breaking down of the labor process into its elements so they can be understood and improved. While not sufficient on its own terms, labor analysis is a crucial tool for the design of any goal oriented process. Taylorism is already outdated in relation to capitalist production compared to schools like Operational Research and the Toyota Way, while capitalism long expired as a defensibly progressive economic system. But this does not mean it contains no lessons. Critics who might charge that using labor analysis does not require rehabilitating Taylor, the Taylor Society, or scientific management more broadly, miss the fact that any implementation will be conflated with Taylorism regardless of our rejection of Taylor and criticisms of his philosophy. Hopefully my forthcoming account of the development of scientific management in the early 20th century in the United States, France and the USSR will serve as inspiration for the kind of thought necessary to develop an organizational science of labor beyond management.

Though this essay takes a sharp tone and gives little ground to Jean’s analysis of the history and development of management thought, I do see it as an important contribution to the debate. Their critique of Morgan Witzel’s inconsistency, advocacy of workers’ freedom, and strident opposition to managerial hierarchy are welcome and needed interventions in our society and unfortunately in much of the left. Those of us on the left who want to win have to firmly reject commandist and authoritarian methods of organizing. Jean is absolutely right to see them as less efficient and resilient than forms of organization that leverage autonomous organization. Though the danger remains far more with personalist and charismatic forms of hierarchical organization than technocratic forms in the contemporary left, we shouldn’t simply trust experts to run our organizations for us either. As stated earlier, Jean and I are very close politically in terms of values and even immediate prescriptions, but that only makes the necessity of polemic greater. Being in the same political camp means we have a duty to one another to work together toward clarity. By critiquing Stealing Fire, Jean gave me the opportunity to elaborate and clear up misconceptions about my analysis, and I hope my critique of their essay will serve them equally well. 

Unlike Jean, at the risk of arrogance, I do have a vision of what kind of management will replace the authoritarian personal management of capitalism. I do not believe that we have to wait until a new framework spontaneously emerges from the political struggle of leftists. Of course a new management must emerge from practice, but the “collective mind” of humanity is much bigger than “the movement.” Within the real living history of management thought, and outside the sclerotic majority of business schools, there are repeated revolutions born out of necessity. The introduction of the assembly line, the October Revolution, World War 2, the countercultural revolution of the 1960s and other periods before and since represent moments where we can identify real science being done to re-conceptualize how humans can organize themselves economically. 

There is a spirit that Stafford Beer identifies in the final remarks of his book Brain of the Firm which flows through innovative schools of management thought up to the point they reach their limits.49 Frank and Lilian Gilbreth had it, as did the founders of Operational Research like Russell Ackoff and Heinz von Foerster. Others like Beer himself and Lenin had it too. In each case what is important is the process of scientific inquiry, commitment to a vision, and a way of being in the world. In Confucian terms, it is a kind of Ren or “consummate conduct.” In other words, becoming good at being human. In this, I think Jean and I are in full accord. The specific models and theories that are created to represent phenomena are not important for defining the new management. I fully agree with Jean that we can’t find some abstract scheme to apply to solving all our problems. I reject the worldview that sees science as a form of representation; science an action. I recognize that what will replace bourgeois management is the redevelopment of management as a collective science of performance. Fortunately, some of that work is being done right now by researchers like Raul Espejo and others advancing the Viable System Model, and we have a wealth of research from both Western and Soviet scientists of organization to draw on. The new organization of labor will be a philosophy of living practice.

Incels, Housewives, and the Workers’ Republic

Rosa Janis responds to Amber A’Lee Frost’s recent article “Andrew Yang and the Failson Mystique,” arguing for a socialist vision that looks beyond UBI liberalism or social-democratic communitarianism in favor of a Workers’ Republic that can address sexual alienation. 

Still from film “W.R.: Mysteries of the Organism”

Jacobin has been on a roll in terms of publishing insultingly stupid articles, singlehandedly pioneering the new clickbait genre of “this boring consumer product is actually socialist” with mind-numbingly beautiful article titles like “A Popeye’s Chicken Sandwich Under Socialism” and “Socialism, a Queer Eye Makeover for the Masses.” Amber A’Lee Frost’s “Andrew Yang and the Failson Mystique” continues this losing streak in a bold new way. She begins by assaulting the reader with her special brand of smugness, chattering on about her Brooklyn socialite friends and using dated lingo to relay a baffling comparison between being a UBI NEET (Not in Education, Employment or Training) and a housewife. This comparison miserably falls flat on its face, given that raising a family is one of the monotonous and difficult forms of labor under capitalism. Frost acknowledges this, but somehow entertains the notion that they have plenty of excess free time, a claim that seems utterly laughable to anyone who’s ever talked to a full-time housewife. Being a housewife is brutal, specifically because you do a great deal of work (domestic labor) that is never acknowledged as valuable. It’s simply expected of you, and you’ll never be paid for it. It is quite obvious how this is different from the “NEET” fantasy of living alone and not having to work. 

However, behind the smugness and bad comparisons, the article touches upon an actually interesting debate between pseudo-radical liberalism and social-democratic communitarianism. This debate is found in many conversations surrounding UBI, FALC (fully automated luxury communism), and the welfare socialism of the neo–social democrats. We need to overcome both frameworks by returning to a republican tradition within Marxism that values labor, redefines freedom, and pushes for radical social progress that unites humanity.

The Value of Work 

Frost is correct that UBI and FALC are boring fantasies because the only freedom they offer is the freedom to consume. It’s a fantasy all about being able to sit around smoking weed and binge-watching Netflix, all day every day, without any meaningful limits. It’s the same kind of freedom that economists like Milton Friedman (an advocate of UBI) go nuts over, the freedom to pick between thousands of consumer options. It’s not meaningful freedom because, as Frost rightfully points out, there is no power behind it. Recipients of UBI are at the whim of the government and its impersonal bureaucracy. A more apt comparison would have compared it to being a spoiled child or a wealthy wife who doesn’t work. There’s a classic Roman play in which a slave taunts the audience with how free he is in comparison to people in the audience. This was meant to be a joke because the audience would instinctively understand that even though the slavemaster was kind, the slave was was still a slave.1

Frost does not elaborate on how work will be made meaningful under her vision of socialism. It is simply taken for granted that work is more meaningful under socialism than it is under capitalism. It could be true that under a social-democratic/socialist regime labor would be freer, in that one would be directly involved in the decision-making behind one’s work through economic democracy. However, this alone would not make the work meaningful as there would still be bureaucrats and specialists ruling over the workers. She also neglects to talk about reducing work hours, something Marxists have been advocating for years now.

What separates labor under a communist society from that of a social-democratic society is that under communism specialists/bureaucrats are minimized through a variety of measures such as term limits, living conditions equal to that of workers and a free education system, preventing them from constituting a caste ruling over the workers. Alongside these measures, hours of work would be drastically reduced through everything from increased automation to full employment. This is the point of a famous quote in The German Ideology where Marx describes labor in a future communist society: 

For as soon as the distribution of labour comes into being, each man has a particular, exclusive sphere of activity, which is forced upon him and from which he cannot escape. He is a hunter, a fisherman, a herdsman, or a critical critic, and must remain so if he does not want to lose his means of livelihood; while in communist society, where nobody has one exclusive sphere of activity but each can become accomplished in any branch he wishes, society regulates the general production and thus makes it possible for me to do one thing today and another tomorrow, to hunt in the morning, fish in the afternoon, rear cattle in the evening, criticise after dinner, just as I have a mind, without ever becoming hunter, fisherman, herdsman or critic.2

The above subject’s freedom is not located in the absence of labor. In fact, they do all kinds of labor, even hard labor. Yet, they are no longer wage slaves because they are free to perform any number of different forms of labor without being relegated to one job, and they live in a society unburdened by the domination of specialists and bureaucrats. Additionally, because the overall amount of labor needed for the continuation of society has been reduced, the subject has free time to invest in intellectual and artistic pursuits. This goal of removing the mental/manual division of labor is a key aspect of the divergence between Marx’s vision and the social-democratic vision. 

Poster from East Germany, says “Less work for all!”

“Freedom” vs “The Community”

The conception of freedom that is at the heart of both UBI and FALC fantasies is a liberal one that can be traced back to the writings of Jeremy Bentham. This conception of freedom, to put it in the most simplistic way possible, is based on non-interference, meaning you are free so long as no one gets in the way of what you want to do. While there are more complex conceptions of freedom within the liberal tradition, this hyper-simplistic political philosophy proved to be useful in rationalizing the destructive tendencies of capital. In this philosophy, everything in society from welfare to basic social values (such as having empathy towards the poor), interferes with the freedom of individuals. Thus, in periods of capitalist offensive such as the Gilded Age and the age of neoliberalism this liberal conception of freedom proved to be ideologically hegemonic among almost all political actors. While UBI and FALC supporters (we will call them FALCists) see themselves as outside-the-mainstream, their conception of freedom is fundamentally tied to the dominant ideology of capitalist liberalism. They both desire a world in which there is little that impedes the freedom of consumers, whether it be the welfare state for UBI or the limits of actually existing capitalism for FALCists. 

What separates your average UBI supporter and FALCists is that FALCists believe UBI is only a stepping stone towards realizing a fantasy world in which work is automated away, a story found in the work of Nick Srnicek and Alex Williams. Unfortunately, like all good stories, this is never going to be reality. The capitalist class is not going to hand over power through the non-reformist reforms that FALC left accelerationists want to pass. If FALCists manage to do anything beyond putting out mediocre literature for the bargain bin of Verso books then they will be useful idiots for neo-liberal wonks looking to find technocratic solutions to tweak a collapsing system without expanding welfare bureaucracies. Furthermore, the communism of FALC is a “communism of consumers”, where freedom is defined as the free pursuit of limitless consumption, Milton Friedman’s “freedom to choose.” A genuine communism must be a “communism of producers”, where freedom is defined by humanity consciously transforming the word through production in free associations of labor.   

Communitarianism is a common response to the excesses of Liberalism. It stands in stark contrast to modern liberals’ Benthamite conception of Freedom by rightfully rejecting the necessity of such Freedom in favor of the abstract community. Communitarians’ philosophical opposition to liberalism sometimes leads to an opposition to neoliberalism, but there are, of course, major exceptions to this such as third-way politicians Tony Blair and Bill Clinton who were indirectly inspired by communitarian thought. 

One particular communitarian (although he himself would reject the label) thinker who had such a critique of capitalism is the famous American social critic Christopher Lasch. Lasch laid out a critique of radical liberalism and social progress that focused on the extent to which hyper-individualism made people neurotic in the psychoanalytic sense, suffering from narcissism and alienated from others. The cause of this neurosis was the bonds between people, such as the family, being violently broken by a combination of know-it-all social reformers (such as feminists) and the forces of market capitalism. While Lasch, in theory, sympathized with the rising neo-conservative movement of his time he could not support them because, in practice, they were no less destructive than their liberal counterparts. Lasch believed that this trend of liberal capitalism destroying America could only be reversed through a rediscovery of America’s populist movements that existed outside the elite ruling classes’ political discourse. Only then could the creation of an America that was truly at peace with itself through family, faith, and folk.

The work of Christopher Lasch influenced paleoconservatives of the ’90s and 2000s, and his name continues to linger on in those circles. But the more recent devotees of Lasch are, surprisingly, hip Brooklyn social-democrats. If Lasch were alive today he would probably be baffled at the sight of these thirty-something cosmopolitans grabbing onto and referencing his work in between drunken coke binges instead of the hard-working Americans that he sought to win over with his books. The New York-based publication, The Baffler, of which Amber Frost is a writer and editor,  has continually cited Christopher Lasch’s work as a major point of reference in their articles. Along with this is the cult podcast Red Scare which also constantly references Lasch, with Frost being a regular guest. Even if she does not admit it outright in her article, it would not be shocking if Frost takes influence from Lasch. While still maintaining a good level of distance from glorifying the nuclear family and supporting relatively socially progressive positions such as being pro-choice, Frost suggests that the nuclear family was a form of community that helped people. She reveals her preference for the nuclear family in her article, suggesting that the patriarchal dependence of the housewife on the husband is preferable to dependence on the impersonal welfare state bureaucracy: 

….there is something fundamentally different about being “kept” by a husband than being “kept” by the state. Even at first glance, this objection is merely a distinction without a difference. But as someone who has been both a housewife and on the dole, I assure you that housewives have far more political and economic leverage than welfare recipients…A capitalist state that holds the purse strings is far less accountable to its dependents than a husband. If he annoyed me or didn’t give me enough money, I had immediate recourse due to both the value of my labor and my proximity to him. Such is not the case with the distant and opaque bureaucracy of the welfare office

She even goes so far as to end the piece with a coy line about women loving a “working man”, further revealing a nostalgia for the Fordist family wage that if revived by a welfare state will give men employment so they are no longer condemned to being incel failsons. Frost sees her welfare socialism not only as a route to economic prosperity but a solution to sexual alienation. While the quip may seem like a joke, the combination of Lasch’s influence with a desire for “normie socialism” reveals that behind the pseudo-Marxist posturing we often see from Amber’s crowd is a weird form of soft conservatism that seeks to re-establish older social bonds through a revival of social-democracy. 

We can also see this sort of Social Democratic conservatism in the most recent attempts at historical revisionism regarding the New Deal. Jacobin has attempted to erase the dominance of Southern Democrats in the New Deal coalition whose influence led to discrimination against African Americans in the implementation of New Deal reforms. There is no reason for actual socialists to be invested in defending FDR’s co-option of socialist demands and the New Deal’s crushing of radical labor. This defense of and nostalgia for the New Deal reveals their latent conservatism. 

On its face, it is strange that the people in the vanguard of this micro-movement would be New York socialites, given their own lifestyles are completely at odds with their supposed values. However, it fundamentally makes sense that they would find their lives alienating and unsatisfying given their declining career prospects, as academia has not been able to secure them a comfortable petty-bourgeois existence. Thus, through the combination of social democracy and soft social conservatism, they reject the liberal order that has created such difficulties for them. Since this micro-movement is popular among white women who would be affected things like banning abortion or having their gay friends locked up, this social conservatism is, ultimately, a soft one. 

What makes this pseudo-Marxist communitarianism fundamentally undesirable is that it allows for the domination of people by traditional relations of dependence. While liberal capitalist societies are defined by a trend that crushes social bonds, these pseudo-Marxist communitarian societies would be defined by traditions that crush individuals. A new generation of neurotic housewives, closeted queers, and discriminated against minorities will be born under this “socialism” if it were to become reality.

Christopher Lasch, a key influence on communitarian social democracy

The Workers’ Republic 

Political philosopher Philip Pettit, drawing on Roman political philosophy, defines the republican conception of liberty as one of non-domination, freedom from arbitrary forms of power. Pettit divides liberty into two categories: freedom from tyranny (from being dominated by the arbitrary rule of a king) and freedom from slavery (from other individuals dominating each other). To achieve this one would have to be involved in the creation of the laws which governs one’s own life while also being protected from being enslaved by others. This understanding of freedom is based on the idea that to be free one has to be a sovereign over oneself, owning their own freedom as property. Freedom is conceptualized as the property of property owners. Of course, this idea was never completely realized in ancient Rome itself as Rome transitioned from a Republic to an Empire, but property owners were generally freer than anyone else in the history of Rome. This is what we call classical republicanism. 

The classical republican tradition would be carried on later by the Papal States of the Renaissance to the American Revolution of the Enlightenment. The fundamental conception of non-domination in this tradition says the basis of freedom would be upheld for the property-owning classes of these societies in the face of regressive monarchical forces. A pragmatic shift in the way freedom was conceptualized in the republican tradition happened with the French Revolution. What separated the French Revolution from previous bourgeois revolutions was that there were multiple revolutions within the singular event. The republican rhetoric of the bourgeois class not only mobilized their own class against the monarchy but also mobilized the developing urban proletariat and the peasantry, universalizing the republican conception of liberty.3 François-Noël Babeuf in particular used the republican ideology of the Jacobins to argue that private property was a form of slavery and demanded its abolition alongside the implementation of full democracy. With these demands, the radical republican tradition, encompassing everything from communism to anarchism, was born. 

The radical republican tradition continued to develop throughout the 18th and 19th centuries with the rise of utopian socialists like Robert Owen who connected the values of republicanism to the struggles of the growing British proletariat, and the great revolutionary Louis-Auguste Blanqui, whose Neo-Jacobin ideology would inspire the Paris Commune. The greatest theorist of this tradition was Karl Marx, who went well beyond all previous attempts at philosophizing freedom as non-domination, contributing the most substantial innovations in the grander republican tradition.

The contribution of Marx was a comprehensive critique of capital which went deeper than earlier utopian socialist attempts to moralize about the evils of merchants or even the capitalist class in general, analyzing the domination of workers by the social relations of capital itself. Shedding the remnants of Christian morality, which stood alongside republicanism as an influence on the early growing communist movement, it allowed the communist movement to understand that the domination the worker suffered was impersonal rather than a conspiracy of an elite group. The worker and even the capitalist class itself was being dominated by abstract value which structured capital. These impersonal structures also alienated workers from their labor and forced them to compete against their fellow workers for survival, alienating them from the rest of humanity. These structures reduced men to slaves. Wage-slavery is one of the most brutal forms of slavery that have ever existed, leaving most of the world in chains and slaughtering all those who resist capital’s need for raw resources in the horrific genocides of indigenous peoples. Capital in the abstract was the ultimate slave master. Therefore, to realize republican freedom would require the abolition of capital. 

Along with a strong critique of capital, Marx began to formulate the basis for the future Workers’ Republic and communist society by dissecting Hegel’s Philosophy of Right and analyzing the Paris Commune. In his critique of Hegel’s Philosophy of Right, Marx works through the implications of the divide between the state and civil society. Capital divides society into the State, a means of maintaining class rule by force, and Civil Society, composed of private institutions of the bourgeoisie which play the role of socializing people. This divide exists as a form of specialization that keeps the proletariat from governing itself through maintaining the undemocratic structures of the State (the executive and judicial branches which are not in the hands of the people), leaving the role of governance to unelected bureaucrats. Civil Society encourages the atomization of individuals through the abolition of organic communities formed under previous modes of existence and reduces social issues to personal issues. The structure of capitalism corrupts the State, keeping it from ever being democratic. This divide between the State and Civil Society would have to be overcome in order to realize a society in which all men were sovereign. Marx’s analysis of the Paris Commune led him to believe that it was necessary for the “Republic of Labor” to abolish the standing army, slowly eliminate bureaucracy, and destroy capital. Only a republic of the laboring class, the proletariat, could carry out such a task, as they were the heart of the system, providing it with its lifeblood of value. 

From these innovations, we understand that the Republic of Labor or the Workers’ Republic is a form of governance which is based on a social contract of sorts between society and individual. The individual provides their labor to the maintenance of society and in exchange, the laborer becomes free from state oppression and the exploitation of wage slavery. This is what is meant by the famous line “From each according to his ability, to each according to his need”.

 

“An interplanetary bridge; Saturn’s ring is an iron balcony” from Un autre monde (1844)

Dealing with Incels and Housewives 

Once we have gotten past the liberal conception of freedom and the domination of capital the horizon for social change becomes vast and overpowering in its glorious light. The collapse of the divide between governments and civil society not only allows for the rational planning of the economy through the abolition of private property, but also the democratic rational planning of social relations. Under these new horizons, we can eliminate the forms of alienation that dominate our lives. This includes the sexual alienation that Frost points to at the beginning of her article. 

Many people have struggled to find meaningful romantic and sexual relationships under capitalism due to the destruction of the sexual commons (gay bars, bathhouses, and communal mating rituals) under a brutal dialectic between the prudish remnants of Christian morality that keep us in the dark about the scientific realities of human sexuality and the commodification of sex that is the basis of the sex industry (porn, prostitution, etc). What the Workers’ Republic will offer them is a realization of Reichian-Foucaultian Sex-Pol which is centered on the liberation of libidinal desire from the constraints of capital and reified sexuality. 

The basis of this liberation will be a thorough sex education program that will start at a young age to break the remnants of Christian morality that linger on in the treatment of children. Children will be taught that there is nothing wrong to experiment among themselves, although they should remain hostile to adults that seek to sexually exploit them. Along with this education, there will be an overarching theme that human sexuality is not tied to particular identities such as straight or gay, but rather is something fluid, changing through the lives of people along with societal norms. Gender norms will be challenged at an early age. 

When these children mature into adults they will be let into the sexual communes of the Workers’ Republic, creating the same sort of vibrant scene gay scenes that existed during the ’70s, though without the state repression, for the whole of humanity. There will be bars, bathhouses, spas, and sex clubs where one can go to fulfill one sexual needs through consensual fucking all created by the Republic. Porn will be replaced with completely consensual erotica liberated from the evils of the profit motive. Prostitution will not exist under the Workers’ Republic as there will be no need for such vile modification of human sexuality given that libidinal desire is freed from traditional patriarchal restraint with the absence of the profit motive that commodifies human sexuality.

There will still, of course, be victims of sexual assault and harassment to protect, and they will be protected to the fullest extent of the law. The Republic will make sure to provide rape kits to investigators and fair trials for the victims of sexual assault along with extensive therapy. Most of all the patriarchal structures that facilitate the mass rape of women and men will be dealt with through the social engineering capabilities of the Republic. 

Women who give birth to children will be given every service available for them and their children’s needs. This will include full paid leave, daycares, healthcare, schooling, and the automation of household tasks. Along with these benefits for more traditional families will be experiments in new forms of child-rearing. Communes of 50–500 people will voluntarily engage in forming new kinds of families that are more communal in nature, like a larger extended family. Children will also be given more extensive rights than they have under capitalism, protecting them from corporal punishment, verbal abuse and other egregious violations of their autonomy through social rearing centers which will take care of abused and unwanted children.

While one can dismiss this as pure speculation (which, to a certain extent they would be right to do) there is still value in imagining how the problems of the current day can be dealt with in a rational manner under a Workers’ Republic. We are expanding what we mean by freedom when we talk of communism, moving beyond the narrow discourse that currently defines politics. We must look beyond the family wage of the Fordist welfare state for solutions to the alienation that defines modern life. The discourse between timid social democrats and antisocial neoliberals limits the possibilities of humanity to the soul-crushing confines of capitalism.

The Party, the Just City, and the Sacred Fire

Latest from Cold and Dark Stars. To pursue an emancipatory politics that can address planetary climate change, one must answer the question of “what is the good life?” Yet for this question to be intelligible, a Polis that understands its relation to the cosmos, prefigured by the Party, is necessary. 

A  mural from 1943 called Endocrinology by Montreal artist Marian Dale Scott.

I

We live in an epoch that is morally and intellectually mediocre. The State simply exists as a machine that administers commercial and interest groups under a squalid scheme of rule of law and private property. Being a “good politician” today means being the most effective at winning elections, and in this mercenary society where money and moral manipulation move everything, a politician that “wins elections” inevitably ends up being a virtueless person. Sometimes, this mercenary aspect of politicians is not only evident in their thirst for power and their capacity for lying, for saying what certain interest groups want to hear, but also in their stomach for violence. Many of these individuals are willing to carpet bomb entire cities simply to win the next election. The labyrinthine nature of this coordinating machine prevents common people from accessing it. Only those who are animated by mercenary purposes end up acquiring the positioning to navigate and capture the State.

The question of the “good life” does not exist in political discourse, for the political limelight is a concatenation of micro-discussions about business and demographic interests, and when a general idea is invoked, in place of flourishing as a collective activity, a spurious and violent universality is summoned, such as nationalism or rule of law.

This environment corrupts even the most virtuous of activists. For in order to mobilize against this infernal machinery, it is necessary to package actions into discrete interests that can be absorbed by the State. One may focus on climate change, trade unions, or police brutality, but the question of the “good life” is not the ultimate root of these themes. This is not because activists do not have vision, but because the fragmentary realities of the State and this society conspire against a conception of the interrelation of the Universe.

Science has demonstrated the ancient intuitions of the Daoists that the Universe is made of fluxes and potentialities, and that each one of us contains the whole World within. A human being is affected by electric, nuclear, and gravitational fields that are emitted by creatures and other entities in its surroundings; for example, the light of a star that has extinguished millions of years ago can affect our destiny today. Isn’t this causal nexus evident when clairvoyants inform their civilizations of the misfortunes reflected in the heavens?

The problem of climate change demonstrates this reality in the most intense and brutal manner, since the cumulus of interpenetrations between economic activity, the atmosphere, life, and the sun attacks us with the whole force of the Real: the mortal blow delivered against us by the assemblage of the living, the inert, and the economic.

The necessary social change that will bring flourishing and liberty is linked to being able to act in such a manner so that we can comprehend the World as it is, a totality of interrelated processes rather than the logical atoms that the Anglo-Saxon intellectuals pretend we are. This capacity to act in tandem with the consciousness of cosmic order (disorder) needs to be based in honesty and transparency, for only on the basis of democratic relations can such a movement self-comprehend itself as what it really is: a community of creatures connected between themselves and the Universe, but at the same time each creature (human or non-human) is a being capable of creating itself on the basis of the whole World contained in its heart-mind (xin).1 Once this community acquires this understanding, they will be able to act in coordination with the nature of the Universe, the latter an interwoven nexus of Mind, Matter, Liberty, and Causality. If the links that unite the creatures in this movement are turbid and corrupted, and the members cannot relate to each other in an honest and egalitarian manner, then the community will not be able to process the Universe (including themselves) in a sufficiently optimal manner to be able to act on the basis of the true structure of Being.

We will call the community born in this Modern Era that wishes to respond to the question of the “good life” on the basis of an understanding of the organic Universe the Party. The Party prefigures the potential polis where the corporeal and mental bipolarity of Being is accepted, and where the capacity for self-creation of each creature in the Universe is recognized, in other words, the Party affirms the True Science. Doesn’t an electron act with a free creativity when it chooses a position or velocity in an indeterminate manner given the uncertainty principle of quantum mechanics? The Party also acknowledges that the actual and past Universe is contained within the heart-minds (xin) of the partisans. Sometimes the idea contained in this Party is referred to as socialism, communism, or democratic republicanism. Furthermore, we recognize that the principal enemy of the Party is the Union between capitalists and technocrats that treat the human being as a simple individual separated from the Universe, conceiving of the human as only an automatic machine. Furthermore, that Falsity does not recognize the interrelation and self-creativity of all the beings in the World, and that is why it treats the planet like a mere warehouse of demographics, energy, commodities, and business interests that need to be administered by a reduced elite of industry captains and politicians. Falsity recognizes these latter beings as philosopher-kings.

II

Some words on Falsity. Falsity is the nexus of historical forces that conspire to organize a society that pretends humanity is separated within itself and from the rest of the Universe. Falsity engages in this conspiracy while it preaches a false materialism that is often referred to as “scientism”. Here lies the paradox: scientific fact understands the interpenetration of the universe (fields, nonlinearities, systems, etc.), but Falsity, basing itself in “scientism” preaches atomism and reductionism (individualism, biologically reductive explanations of race and gender, univariate linear correlations, etc.)

The material structure of this Falsity can be felt in the forests converted into plots, in the transfiguration of communal discourse into technocratic administration, and artisanal labor transformed into offices and levers. However, the total profundity of this Falsity cannot be grasped in a couple of sentences, for it reaches the ontological heart of this infernal reality.

A way to land the airplane of metaphysics on the land of corporeal Being is to historicize Falsity. One of the axes of this perspective is the historical record of the Party in its confrontation against Falsity. We shall focus only on the Western manifestations of the Party. This focus will form an incomplete history, for the Party belongs to the whole World. However, Falsity as Separation probably emerged first in the West, and therefore, a Western history will make some of the primordial structures of Separation intelligible. The Party today exists only as a potentiality, but it has been an actual occasion during various periods of Modernity, confronting Falsity.

The central sprouting of Falsity that has given coherence to its other manifestations was the enclosing of the commons: the traumatic proletarianization of the European peasantry, and the parcellation of the communal resources (e.g. forests, lands) into liquid rectangular plots that could be sold and bought. This False aspect emerged first in the 17th century in England, only to contaminate all corners of the planet in the ensuing centuries. On this occasion the plans that outline how Falsity will come to dominate are made manifest: Evil will turn the World into an altar perpetually flooded with blood, where all creatures will be sacrificed for the formation of rectangular plots and liquid treasures that will be accumulated and exchanged.

In the 19th century in Europe, this sacrificial altar began to be populated by monstrous machines that devoured proletarians: those factories that emitted fumes from their chimneys. The wheels and gears grew as they consumed the flesh and bones of human beings (Marx). Entire forests were destroyed to feed these machines with lumber, ethnic groups were displaced and exterminated to convert what was once the home of creatures into polygons of wheat.

The Eternal Return (Nietzsche) actualizes entities from the past within Separation, for historical objects are embedded in the substance of the present. For example, Separation unearthed Roman legalism from thousands of years in the past. Roman Legalism with its iron rules and private property structure the foundations of Modernity. These Roman laws, which were used to displace creatures (e.g. Gauls) and produce plots and booty for the Empire two thousand years ago, emerge in early Modernity as a catastrophic thunder.

This Roman Falsity emerged in Modernity against first the European peasants: the latter were unrooted from the land and converted into atomized and salaried entities, and their lands turned into rectangular plots that could be bought and sold. Once these methods of Separation were perfected in Europe, the same technique of Separation was used to transform the homes of human and non-human creatures in the Americas, Africa, and Asia into storages of treasures and slaves.

In this historical outline, we can see the False principles of Separation and understand the subsequent cataclysms of the West. Furthermore, with this outline, we can also comprehend the Party that emerges to oppose this Falsity. One of the actualizations of the Party flourishes in the second half of the 19th century, with Marx as its principal theorist. The Party did not only emerge to combat the Enemies of the Partisans (the bourgeois state with its soldiers, police, factories, and False intellectuals) but also attempted to form the community that prefigures the solution to the problem of Separation. In Germany, the activists of this Party began to refer each other as comrades, reflecting the desire to acquire the Unity of the Ancient Polis (filtered through the French Revolution). They created reading and sports clubs and formed trade unions: they tried to collect the fragments of peasant ruin in order to weave the proletariat into a prefigured community, into a polis. We also know that the evolution of this Party was mutilated by Falsity: by sexism, racism, and even a jingoism that would end up destroying the Party in the First World War. However, we can say that within this movement there was a Party that searched for an answer to the question of the “good life”.

I do not want to elaborate on the history of the workers’ movement in the 20th century, which was undoubtedly part of the Party’s history. This history has already been told too many times. However, I want to say a couple of words on what was the peak of Separation, the concentration of Evil and Falsity in its most pure form: National Socialism. This subject is important beyond academic curiosity, for it echoes in our collective consciousness as socialists since one of the obsessions of National Socialism was to annihilate the Party materially and spiritually. This obsession was part of the same assemblage that contained antisemitism, imperialism and white supremacy, for these three processes cannot be separated: they all emerge from the same malevolent root of Separation. Furthermore, National Socialism not only stands within the consciousness of Western Civilization as the Great Evil but also as a latent possibility, for our World-Spirit shares the same primal matter of Separation as National Socialism. Today, National Socialism is treated as a particularity of mid 20th century Germany, a singular horror. However, National Socialism was merely an occasion of acute Separation that lay within the heart-mind of Western Civilization, and that involved a practice which had been refined since the beginnings of Modernity (with the return of the Roman Armored Monster).

National Socialism not only united in annihilation and bloodbath all the primary processes of this accursed civilization, but it is also crystalized in our material structures, and therefore, it is an immanent process of this civilization. The future could reactivate this crystalized part in our material code, and mutate it into an even more monstrous process.

The first thing to note is that there are three principal ideas that define National Socialism: antisemitism, hatred for the Party, and imperial obsession for territorial expansion. The first instance is known by the average middle schooler, but the latter two are rarely elucidated in a clear manner. National Socialism, when it emerged on the streets of the 1920s, was a combat machine specialized in attacking and killing members of the workers’ movement: this machinery manifested in the famous brown shirts. When the Nazis took power, socialists and communists were among the more prominent victims of torture, extermination, and imprisonment. Hitler’s obsession against the communists was so profound, his ontological hatred so obsessive, that he waged a war of extermination against the Soviet Union, for this state represented to Hitler one of the greatest expressions of the Party (even if, in reality, the Soviet Union was also infected by the Lie of Separation). The Nazis hated the Party because the latter represented the immanence of all the humans and the World: the materialism that left all humans on the same existential plane, shoulder to shoulder, in the same continuity with atoms. In opposition, Nazi transcendentalism imposed a vertical order where whites were the “most human”, and hence, had the divine right (that they cloaked in pseudo-scientific blather) of dominating the Earth and all its beings, since the Whites were closer to the infinite heavens while the rest of the entities were chained to ground. The acquisition of absolute power was the White’s destiny.

This False ontology of the Whites as infinite beings destined to be imperial sovereigns of Earth, and the perception of a Party as the force that represents the immanent humans and the finite Universe, brings us to the subject of antisemitism. Like we said, the Nazis used transcendental theology masked as science, where a scientific-secular God imposed a “natural” order from outside. This vertical and Separated order, where humans were parcelled into nations/races and structured into a line that emerged from the ground toward the heavens, would undoubtedly contain an ontology of an enemy. This enemy is defined as the one that opposes this natural law. The Party was an enemy to this False order, for it preached that all humans are an assemblage of particles, and therefore there was no transcendental order that hierarchized them. However, the Jew, who since the medieval era has been seen as the Other of Christendom, emerged in the Modern Falsity as the Other of natural law. Natural law, rooted in blood and soil, the infinite, and vertical orders, saw the Jew as an exemplar of immanent processes of modernity. The Jew was spuriously associated with the lack of nations, financial crisis, and the other finite, modern, and material aspects that destabilized the False order of secular, modern Christians.2

However, this concept of the Jew cannot be separated from imperialism and the racial-imperial order, for this secular theology has abandoned the transcendental God only in form but not content, incorporating the Jew into the racial ontology of the Nazis. In other words, the same society that divides humans into Aryans, Blacks, and Slavs, ordering them vertically, subsumes the Jew into this order. This theology where the Earth and its creatures are made to be dominated by the Aryans, subsumes the rest of this parcelled humanity (such as Jews, Slavs, and Indigenous peoples) into a destiny in an evil racial utopia, this destiny being displacement, enslavement, and finally, annihilation. We must reiterate that this racial order was not invented by the Nazis, that the pro-empire liberals that expanded their destructive machinery in India and America had designed this spurious order, as evidenced by the hagiographic references of Hitler to the Amerindian genocide and the colonization of India. The concentration camps and the planned genocide were already in the material memory of the Europeans.3 National Socialism is simply the methods that were previously applied in America and India but mixed with the technocratic rationality of late modernity. Churchill, that imperialist and defender of white supremacy, was only separated from Hitler by the thickness of a paper. This ontological kinship was first recognized by Hitler since, before the war, he expected Great Britain to unite with him under a banner of white supremacy and hatred for Bolshevism.

In National Socialism, then, we see Separation and Falsity in their most acute manifestation. The material Separation between human and human, human and creature, human and universe, and finally Subject and Object, culminate in an explosion of a magnitude never before beheld by Earth.

The Party opposes this calamitous Separation that created National Socialism with the immanent interpenetration of all entities in the Cosmos.

III

The Eternal Return uses the material memory of the Roman Empire, with its legalism, great estates, large concentration of slaves, and imperial methods of extermination in order to structure Falsity within Modernity. The legal structure of private property was intimately connected with the imperial dynamic of Rome, for the legal concept of “empty thing” (res nullus) denoted the rules and conditions where a citizen could transform land into property by virtue of it being “unoccupied”. This Roman assemblage was catapulted into actuality through the Eternal Return, and it became involved in the massacres, conquests, and misfortunes of Modernity.

However, within our material memory, in the past that serves as primary substance of actuality, there are fragments of Being. In the same way we used the history of classical civilizations to unearth the Roman armored monster (Falsity), we can feel Being itself in the Greek legacy. This palpation produces the example of the democratic polis. The democratic polis, as a historical example of the apprehension of Being, helps us prefigure the structure of the potential Party. The content of the democratic polis can be analyzed from the ontological level to the political.

At the political level, Ellen Meiksins Wood4 has described how the polis enters into the prefiguration of the Party. According to Wood, Athens should not be understood as only a slave society, where free people based their own liberty in its negation within slaves. The Athenian democracy was a democracy of free producers, such as peasants and artisans. Finley argues that it was through class struggle that the peasantry was able to gain its liberty and citizenship rights and constrain the power of the landlords. This class struggle structured the State in a peculiar manner where the poor could leverage their citizenship in their favor. For example, according to Wood, the Greek landlords could only own small plots of land, and they could never acquire the great concentration of land and slaves that the Roman aristocracy could since the democratic structures of Athens prevented such concentration. This configuration birthed one of the most peculiar states in the West, one that was not used to extract surplus from the Athenian peasants. In other words, the slaves that existed were domestic, urban, or worked in mines, and the self-reproduction of society was in the hands of a free peasantry.

This freedom led to the famous direct democracy of the Athenian polis. The central legislative-executive body was the assembly and many of the officials were assigned either by vote or lot. This social structure was described by Plato in his Protagoras dialogue, where the reality of cobblers becoming judges is discussed openly.

This political aspect of the polis is famous and has been an inspiration for revolutionaries throughout history. However, the political aspect can only be understood in its totality not only as a formal political process but as a mode of life rooted in a correct ontology that palpated some of the surfaces of Being. This mode of life palpated Being by attempting to answer the question of what is the “good life’.

What makes this mode of life so special? Macintyre tries to answer this question by asking himself what makes it possible for the Athenians to raise the issue of the good life, in contrast to the present incoherence of that issue. MacIntyre finds the uniqueness of this mode of life in the self-consciousness of the internal interrelation of its entities (a consciousness that palpates Being), in contrast with the false self-consciousness of entities as discrete and separated. He refers to this self-consciousness as “practice”. MacIntyre describes Greek politics as a practice where the participants search for the practice’s internal goods.

Chess is a good exemplar of a practice with internal goods. The most excellent internal good of chess is victory within the game, and such a victory can only be acquired by following the rules of the game in an honorable manner. Of course, there are external goods that the victorious player can benefit from, such as fame and wealth. However, it is sensible to say that the majority of people that initially practice chess do not engage in it to enrich themselves, but rather out of love of the practice. To foment the excellence of the practice it is necessary to demand certain virtues from the players. For example, it is necessary that players are honest, and that the arbiters of the game are just, so that they apply the rules impartially. This is where virtues such as honesty, justice, and courage become necessary qualities to acquire excellence in all practices.

According to Macintyre, politics for the Greeks was a practice. The practice of the polis was structured around the question of the “good life”. The response to that question is found in the excellence of practicing politics in the context of a community of free and self-governing citizens. But all these components of practice, such as the intelligibility of the good life and excellency can only be comprehended as interpenetrated aspects of a mode of life, and cannot be separated analytically. This impossibility of analyticity is not only contained in arguments but is also within the qualities of the human being, for this being cannot persist as an individual atom, and therefore the modern doctrines that see ethical options as a function of individual autonomy, such as Kantianism or emotivism, produce an incoherent and self-deceiving life. Without the formation of a practice, politics degenerates into mercenarism, for the individuals seek external goods such as fame and power. This mercenary mode of life defines contemporary politics.

The defendants of contemporary liberalism will argue that the State cannot and should not respond to the question of the “good life”, for the answer to this inquiry is different for each individual. However, for Macintyre, this is a deception, and this argument forms part of the mercenary nature of liberalism. At the end of the day, the individuals, even the socially atomized individuals of today, still inquire about the nature of the good “life”, and outside the polis, the answers to these questions end up being incompatible: for example, those who are in favor of abortion contradict those who are not, and the State ends up violating the supposed neutrality of its position (generally for purely mercenary reasons, such as politicians wanting to win elections). In a few words, for Macintyre Greek politics are characterized by a practice that penetrates different beings of the polis, and this network of signification formed the structure where the question of the good government and good life is rendered possible. Embedded in this context, philosophers such as Aristotle could create rational arguments for the purpose of human life, for this scientific rationality was embedded in a mode of life that made the argument intelligible.

If we consider Plato’s Republic as a faithful description of the typical philosophical conversations that appeared in ancient Athens, the lack of controversy around the axiomatic assumptions that are uttered becomes impressive. For example, Socrates and his interlocutors assume with frequency the existence of functions and teleologies for objects and creatures, inclusively entities that have no creator, such as human beings, animals, body parts, etc. By telos I mean that, analogously to the purpose of a hammer being to hammer excellently, for the ancient Greek, the ear has the purpose of hearing excellently, and humans the purpose of the excellent life. These ideas are controversial in a contemporary philosophical discussion, but in antiquity they are as basic as lunar cycles. What is most impressive is that on the basis of these assumptions, the characters of these dialogues elaborate a rational and scientific discourse on subjects such as justice and the good, subjects that today are considered completely incompatible with science. In the lessons of Aristotle, one can see this scientific attitude on the issues of morality in his incisive and cold prose.

The principal condition that generates the intelligibility for a “science of the good” is interpenetration. For example, a hammer has a purpose only in the context of a world full of workshops and tools, where an interpenetration between the hammer, the human that hammers (such as a carpenter) and the other equipment (such as nails and tables). Therefore, the intelligibility of the question of the good life, which would be the purpose of the human being, only exists when the interpenetration within a community, and between the community and the Universe, are comprehended. But this understanding is not merely a speculative-intellectual activity, for comprehension only emerges when one lives in a manner where the interpenetration becomes evident. For example, due to the fact that Western societies are slaves to the Falsity of Separation, it is impossible for them to ask the question of the good life. Socrates in the Republic implies this point, where Justice and the Good can only be understood in light of the interwovenness: in reply to the indagations of Glaucon about injustice, Socrates is compelled to describe a city-in-speech, where the interwovenness between humans is made explicit, in order to elucidate the Good in a manner that would be impossible in a context with only a single soul. Finally, the civic context of post-Socratic philosophy, the one of democratic Athens, invokes tantalizing questions. The Republic and the Nicomachean Ethics did not emerge in an oligarchy such as Sparta, but in Athens, one of the most democratic societies of Western antiquity. Here we receive another hint on the nature of the community that asks the question of the Good, and this is the democratic republic. Such a polis is the only community-form that is sufficiently self-conscious of interpenetration to elaborate on the Good Life.

In order to understand this interconnection within the polis, it is necessary to understand how the Greeks intuited their own relationship with the Universe, and only in that way can we begin to resolve the puzzle of the question of the Good Life. According to the ancient Greeks, the same method of deducing the truths of the natural sciences can be applied to investigate ethical truths, and therefore, the distinction between what is and what ought to be collapses. For the Greeks, the same laws that regulate the Universe also regulate the human being. The divine fire, the logos that orders the cosmos is the same logos that orders the human soul. An exemplar of this attitude is the ancient Stoics.

The Stoics5 discovered immanence, in other words, the different aspects of the Universe were not stratified in a hierarchy but were interwoven. For the Stoics, the Universe is composed of two increated principles (archai). The first one is inert matter. The second is pneuma, the sacred fire that animates the otherwise inert matter, and it is identified with reason. God is associated with the pneuma as the eternal Reason. God is a vital fire, the sperm that contains the first principles, the seed from whence the Universe flourishes. God is a corporeal and organic entity that spreads outwardly, penetrating and animating matter, and as an organism, it flourishes, reproduces, and withers, concatenating the Universe in a series of word-cycles. The Eternal Return is identified by the Stoics, in the same way it was identified by Nietzche thousands of years later: past occasions of the world-cycles have the potentiality of actualizing in the present: the global warming that terminated with the last glacial period, the imperialism and private property of the Romans, the extinction events that annihilate species in an instant, and the holocaust of the indigenous of America actualized in Auschwitz.

The divine fire is the immanent substance that gives form to otherwise inanimate objects, that makes plants blossom, and that forms the soul of animals and the reasoning of human-animals. Finally, the fire contains the Universal in its expansive movement and the Particular in its contractive motion. In other words, the immanent substance of God folds and moulds itself into the differences and granularity that we see in the Universe, that idea that the Eternal Return implemented in the brain of Spinoza.

It is important to understand that the pneuma is a substance of elastic, corporeal, and mobile properties, and not something that transcends this world. The human being is structured by this substance, and therefore the same fire that animates its actions is the same divine light that makes plants blossom and that supports the firmness of planets. However, this fire takes the shape of reason in the human being, and this defines human nature.

This is the context where the question of the Good life develops for the Stoics. The question of the Good life can only be answered not only when the human being is understood as inhabiting a polis, but at the same time, where God, the divine fire, penetrates all human beings and embeds them in the same divine network alongside the trees and planets, while at the same time constitutes all these entities. The Stoics saw the good life as living in accordance to this nature, and did not make a distinction between what is and what ought.

This recognition of the qualities of immanence and interpenetration as fundamental aspects of the Universe, and at the same time, the context that must be recognized and lived in accordance with in order to uncover the Good, are not contributions unique to the Greeks. Historical materialism recognizes that similar modes of life can emerge in different spatial and temporal coordinates (exemplifying eternal return): for example, it’s probable that certain pre-Columbian communities in the modern-day Americas approximated themselves to the democratic polis, where these peoples recognized the immanence between them and the Universe. This can be seen in the democratic communities that emerged in North America, such as those that grouped themselves around the famous Haudenosaunee confederation. Some of these federations maintained a sacred fire in their capitals, where representatives of different peoples swore to keep their word before the spirits. It may be that the Eternal Return transformed the pneuma of the stoics into the sacred fire that animated these peoples, or vice versa.

IV

However, the Greeks were also affected by Separation to the point that their palpation of Being was fatally constrained. Politically, this was evident in the existence of a slavery predicated on democratic citizenship, and in the complete abjection of women. The mortal malaises of that society were reflected in the metaphysics of their Universe: even if they recognized the interpenetration of the Universe, and some (like the Stoics) had inclusively discovered immanence, their Universe was carceral, lacking freedom. The divine fire, the seed, or God, was subject to iron laws. In spite of the discovery by some Greek philosophers of the freedom immanent in matter, such as that of Epicurus and his famous “swerve”, the latter a process where a particle that moved in a straight line could suddenly change its trajectory, the Universe of ancient Greeks was a deterministic one. Whitehead6 7 speculates that this deterministic Universe was correlated with the tragical temperament of the Greeks, that culture that invented the modern tragedy: the perspective that the misfortunes of humans were produced by a necessary and pitiless destiny. Furthermore, Whitehead argued that the mechanistic (and False) Universe of the Enlightenment was rooted in this Greek attitude, an attitude they inherited from the Church’s schoolmen in a dissected and mutated form.

The false aspects of Ancient Greece, like determinism, slavery, and patriarchy, show that it is not possible to assume that the ancients were closer to Being, which was a fatal mistake Heidegger made. Even without assuming a teleology of history, it is probable that the misfortunes and class struggles that actualized after Antiquity were necessary for the formation of a Party that could fight for the freedom of everyone, and therefore, against Falsity. The Party contains the potentiality of a Just City illuminated by the rays of Being, transcending the Separated Greek example.

For Whitehead, the Greek model of immanence can only be completed when recognizing another fundamental aspect of the Universe: Creativity. Continental philosophers baptized this aspect as Freedom. Yet, for modern Westerners, in as much as Freedom is accepted as ontologically real, it is often only aligned with the Mind, with the material world outside our consciousness being assumed as slave to principles and propositions. The Cartesian philosophers were so mutilated by Separation, that they had to design an ontology of fragmentation, where freedom was caged inside Mind (freedom of will) and the extended matter was subject to a pitiless destiny. For example, Kant argued that freedom was part of that noumenal reality beyond perception, for the phenomenal reality of the sciences was subject to necessary laws: he changed the iron bars for gold bars, but without transforming the carceral nature of Western ontology. Creativity is contained in the interior of the Mind, where liberty inevitably withers and dies. The only hope these Christians had was Death, for only the decay of their corpses was capable of unchaining & releasing their spirits into the heavens, outside this miserable matter-world they considered inert.

However, the incarceration of freedom inside the Mind is one of the Falsities of Separation. There is no evidence, whether philosophical or scientific, that negates freedom as inherent to the Universe, even with simple particles such as electrons or quarks. The modern version of determinism in the Universe was first based on the Cartesian theories of matter, and today in a vulgar interpretation of Newtonian Physics. The contemporary ontologies begin with the arbitrary judgments that our minds can be reduced to inert matter, instead of assuming that mind may be ontologically basic, and interwoven with matter. In other words, there is no reason to not assume that mental processes are immanent to the Universe: an attribute interwoven with the corporeal, where the mental does not only penetrate the consciousness of humans but is also inherent to such a simple entity as an electron. This does not mean that the mental processes of an electron are as complicated as ours, but that the assumption of ex nihilo actualization of human mentality is arbitrary and not based on empirical evidence. Even the most modern version of this determinism, that sees Mind as the complex emergence of matter is rooted in ex nihilo, since even when the phrase ex nihilo is replaced by “complex emergence” the division between Mind and Matter is still assumed, albeit in a more confusing manner.

Inclusively in the formal methods of physics indeterminism is inherent. For example, in quantum objects, it is impossible to exactly predict position and velocity given that Heisenberg’s Uncertainty Principle makes quantum physics fundamentally probabilistic. In other words, an electron does not behave as a billiard ball but can choose between possible futures, even if all these futures are rooted in its past. Even in the macroscopic context, the majority of the systems are chaotic, or in other words, they are so sensitive to their initial conditions that their future cannot be computed. In general, a more complex system than that of two particles that interact is chaotic (for example, a system made of two planets and a star). Therefore, the combination of chaos and quantum physics leads to a Universe that is fundamentally undetermined, for the quantum effects that make the positions of electrons and quarks undetermined propagate to the macroscopic level of animals and planets due to the extreme sensibility of initial conditions.

For Whitehead, causality should not be understood as something necessary, as a process that should be deduced from first principles. Instead, causality is a judgment process where entities decide, based on their past, the manner in which they will actualize. In other words, an electron judges how to actualize itself in the future based on the interpenetrations of all entities in the universe, and although this judgment has an element of non-determination, it is not a process that is totally unconstrained and free and must be partly a function of the occasion of the past. The ontological method of Whitehead is fundamentally that of empathy, instead of assuming that non-human entities, like slugs, the stars or the climatic system, are fundamentally different from us, it’s more fruitful to expand the concept of our experience into the interior lives of these entities. By doing so, many of the tensions of modern philosophy, such as subject-object, mind-matter, and religion-science, are resolved.

My wife S1gh3org summarized the problem that the freedom of matter poses to humanity in the following manner. We thought we were masters and suzerains of the Earth, but today we face the planet’s vengeance: the climate-system rebels against our spurious sovereignty, and our pretensions of knowledge of this World collapse. Instead of dwelling on the Earth in a manner that allows the trees, the creatures, and the clouds to interweave with us, and opening our heart-minds to the sacred fire, we conceive of ourselves as Minds separated from the rest of the Universe, perceiving the Earth as a simple storage of treasure that must be ransacked and manipulated.

Now that we account for the free nature of matter, we can come back to the question of the democratic republic, unearthed by our Athenian example. What makes the democratic republic the ideal form, outside these empirical examples? The democratic republic organizes itself as a fractal of the Universe itself, and therefore palpates Being. First, the democratic republic exists in a plane of immanence, where there is no hierarchical, transcendental authority that shapes the polis, no Emperor appointed by the Heavens, no technocrat appointed by Expertise. In the Universe, there is no hierarchy of energy nor matter, no special value appointed to the stars or creatures with opposable thumbs. Difference appears from relations, it is not imposed by outer hierarchies. Second, the democratic republic acknowledges the interrelation of human beings. Democratic deliberation can only appear where entities acknowledge their interwovenness in a greater structure, but at the same time acknowledge the differentiation between themselves. The republic, the Just City, should organize itself as a fractal of the Universe itself, where entities are interwoven by fields, even if the entities themselves have a degree of differentiation. Third and finally, the democratic republic acknowledges the freedom of its creatures, which is isomorphic to the freedom of matter.

V

The Party is the potential community that promises to combat Separation and to create the conditions where the question of the Good can be pronounced, and consequently, resolved. The question of the Good becomes imperative since the form of life that we uncritically maintain is leading us into a mortal collision with the planet, that will not only cause the annihilation of creatures due to droughts, fires, hurricanes, and floods but will also lead to chain reactions that will dislocate economic, social and food systems on which the reproduction of humankind depends. Here is where the destructive part of the planet’s freedom manifests: a stochastic and unpredictable attack against us, the false suzerains of a matter that never accepted to be our slave.

The Party that has actualized itself on various occasions, such as the workers’ movements of the 19th and 20th century, promises to terminate Separation through the prefiguration of the Just City. Prefiguration in the sense that even if the City cannot be actualized immediately, the Party contains the City as a potentiality in the manner it organizes itself. This potentiality is found in the manner in which the Party promises to fight in the name of the Earth and all its creatures against Separation, using all possible means: from activity in the streets and workplaces to the elections and the State itself. In the same way the ancient communities of ancient Greece and pre-Columbian America discovered, and the revolutionaries of the 18th, 19th, and 20th century rediscovered, the Party prefigures the democratic republic, for only a community that is self-conscious of the interpenetration of its members can comprehend the interwovenness between human beings and the Universe. Finally, it is not improper to assume that only human beings that attempt to be free can comprehend the freedom inherent in matter, and therefore, fight for a form of life relating ourselves to the Earth as kin.

Whose Democracy?: An Introduction to Oligarchy in the United States

The United States is a mockery of what democracy is supposed to be. J.R. Murray unpacks the reality of a corrupt system that is designed to empower the rich against the working class majority. 

The United States: a dictatorship of the rich behind the facade of liberty.

In the eyes of global elites and much of the populations they govern, liberal democracy’s defeat of Fascism and Communism in the 20th century has left it the only viable political system. Many now assume Liberal Democracy sits among humanity’s crowning achievements – with no greater advocate than the United States. But for all the mythology around the concept, 21st century liberal democracy suffers from a crisis of legitimacy. Right-wing populism and its violence exercise power in a growing number of countries with the intention of preventing select populations from taking part in democratic processes. Simultaneously, Marxism, considered defeated and marginal, is seeing a modest resurgence.

Meanwhile, the United States, the wealthiest and most powerful liberal democracy in the world, experiences outrageously high inequality, stagnant wages, an abysmal healthcare system, a housing crisis, routine acts of police violence, and impending ecological catastrophe. The majority of people in the country are suffering with no end in sight. Shouldn’t a democratic political system address those problems? If so, then why are they only getting worse?

The fact is that the capitalist class erects such enormous obstacles to actual democracy that most people can’t or won’t participate in the token democratic processes that do exist. Liberal democracy is, as Lenin once said, “democracy for an insignificant minority, democracy for the rich.”

This is an overview of anti-democratic characteristics and institutions of the U.S. political system, the standard-bearer of democracy for the minority.

Voter Suppression

The United States, historically and presently, systematically suppresses votes. Black Americans, enslaved until the mid-19th century and then openly terrorized, segregated, and disenfranchised through the 20th and 21st centuries, did not get the vote until the 1960s due to various legal, illegal, and quasi-legal methods. Additionally, (white) women could not vote until 1920, and up to the mid-19th century, voting was commonly restricted based on property. Today, measures which produce voter disenfranchisement are still in place.

To start, election day is not a national holiday, but a regular workday. Working on election day makes it incredibly difficult to find time to vote. Higher income voters may be able to take time off, but the poorest workers cannot, and with polling places closing between 6pm and 8pm, it is impossible for some to get to the voting booth. Liberals accept early voting as an acceptable solution to the problem but some states enacted laws restricting early voting. For many, the chance to vote remains subject to the whim of employers.

But voter suppression goes deeper than simply making it hard for workers to find the time to vote on election day. Conservatives, in a cynical plot to suppress the votes of the poor, spread the myth of widespread voter fraud and use it to enact repressive voter identification laws in many states. Such laws restrict the types of identification polling stations will accept– work, college, and public assistance IDs are among the types not accepted. Those restrictions disproportionately affect minorities, immigrants, and the poor—populations which may not have the money, transportation, or time required to obtain appropriate identification.

Of course, voter ID laws are an obstacle only for registered voters. In some states, like North Carolina or Florida, state officials purge the roles of registered voters under spurious accusations of voter fraud. Up to 51 million eligible voters in the United States aren’t registered to vote, and right-wing lawmakers are attempting to make it more difficult to register. The simple solution is to automatically register everyone to vote, but the political capital to do so is nonexistent.

Only the working class faces myriad obstacles to cast their ballots, and the poorer the worker, the more obstacles appear before them.

Gerrymandering

Gerrymandering is essentially the redrawing of voting districts by a political party to gain an electoral advantage. It is a concept easier to understand with a visual (from the Washington Post):

The party in charge of drawing congressional districts can divide the map any way they want, which often means cutting up known progressive population areas into little pieces and then grouping those pieces with larger conservative districts. This essentially dissolves the left-leaning vote. Notice how absurd the shapes of these districts get:

In the 2014 midterm election gerrymandering allowed Republicans to retain control of the House, despite being outvoted. Mother Jones provides a good visualization of the 2014 election here:

In the 2018 midterm elections, Democrats took the House, but by a smaller margin than expected due to gerrymandering. It’s clear that the process is both deeply bureaucratic and anti-democratic, but as long as those who benefit are in charge, it will continue.

The Electoral College

Presidential elections are just as bureaucratic and convoluted as legislative ones. On election day it appears that you are casting your vote for president, but really it’s more complicated. While drawing up the Constitution, there was a major disagreement centered on whether to have Congress or all land-owning men elect the president. They compromised by creating the Electoral College.

The Electoral College works like this: before the presidential election, a slate of “electors” are nominated by each political party. When you cast your ballot you are not voting for a candidate, but a political party’s electors. The Electoral College consists of 538 electors, with 270 forming a majority. All but two states have a “winner takes all” system. For example, the state of New Jersey has 14 elector spots to fill or 14 “electoral votes”. If a majority of the population votes for the Democratic Party, then all 14 elector slots go to the Democratic Party electors, who vote for the Democratic candidate at a later date. This occurs in each state until one party has 270 electoral votes. Everyone who voted Republican in New Jersey? Their votes never make it to the Republican candidate. Everyone who voted Democrat in Texas? Their votes are effectively thrown out.

To simplify– each state counts for a certain number of points. NJ 14, Utah 3, California 55, etc. Whichever party gains the most votes in California receives 55 points for their candidate. Your vote does not actually count toward your preferred candidate. Instead, it decides which candidate gets the points your state has to offer. This means that the President of the United States is not chosen by popular vote. This has serious consequences. There are presidents who have lost the popular vote but won the election—most recently, Donald Trump and George W. Bush.

The Merger of Capitalists and the State

While it’s necessary to examine individual policies that restrict democracy, it’s also important to analyze anti-democratic social and economic structures the policies operate within. A simple explanation of capitalism illuminates and contextualizes these structures.

The world can be divided into two broad groups of people: those who own the things necessary for society to function and for people to survive, and those who do not own these things. The first group, the capitalists, owns everything from factories to transportation infrastructure, farmland to real estate, and everything else used to produce our society. The rest of us—the workers—write the code, drive the trucks, stack the shelves, work the call centres, serve the food, pack the packages, and ensure that the things capitalists own operate correctly. It is not a symbiotic relationship, but an exploitative one. The workers own only their labor power, which they sell to a capitalist in exchange for wages. But wages are always less than the profit that workers produce for the capitalist.

One way that the capitalist class maintains this exploitative system is through the state.

The state’s primary function is as a tool used by one class to suppress another. Under feudalism, it was used to exploit and oppress serfs for the benefit of lords. In modern society, it is used by capitalists to exploit and oppress workers.

We are conscious of this when we speak of “money in politics“. U.S. elections, presidential or otherwise, are primarily funded by wealthy individuals and corporations. “Citizens United”, the Supreme Court decision allowing corporations to funnel a previously unheard of amount of money into political campaigns via “Super PACs,” is the most famous example. But even if Citizens United were repealed the rich would continue to buy our democratic process. Besides individual capitalists bankrolling entire political campaigns, billionaires own the media whose job it is to report on elections, coordinate with and fund influential think-tanks that shape policy, and even draft legislation.

Lobbying by capitalists is particularly detrimental to authentic democracy. Each lobby organizes by industry to convince lawmakers to enact profitable legislation for that industry. Pharmaceutical companies, oil companies, defense manufacturers—every single industry—have powerful lobbyists in Washington. In what amounts to bribery, lobbyists treat members of Congress to expensive dinners, sporting events, and expensive vacations where they plead the case for their industry. During these one-on-one meetings, politicians are often promised jobs as lobbyists if they comply with the industry’s demands. The transition from public servant to private lobbyist comes with a pay raise and mostly consists of calling in favors from old friends and colleagues to influence policy. This “revolving door” permeates through all levels of government from high ranking officials to congressional staffers and bureaucrats.

This “revolving door” is a clever metaphor masking a more insidious truth—capitalists and politicians are identical. Legislators, cabinet members, and administration bureaucrats all slide effortlessly between the role of a public official and companies like Goldman Sachs, ExxonMobile, and Lockheed Martin. This is most explicit in the Trump administration, where former CEO of ExxonMobile ran the State Department, and the Environmental Protection Agency is currently run by a former coal lobbyist. And this is not to mention Trump himself, a billionaire real estate developer.

The interchangeability of capitalists and government officials is not unique to the current government, but a fact of every presidential administration. After his stint in government former Attorney General Eric Holder, who chose not to prosecute any of the big banks after the 2008 financial meltdown, rejoined Covington & Burling, a law firm that represents the largest banks on Wall Street. Holder now works alongside Michael Chertoff, Secretary of Homeland Security from 2005–2009. Chertoff is the co-founder of the “Chertoff Group”, a risk-management and security consulting company that employs former members of the U.S. government including Michael Hayden, former director of the CIA and NSA; a man responsible for Guantanamo Bay, CIA black sites, government surveillance, and countless extrajudicial killings abroad.

The Chertoff Group is far from the only influential business employing former government officials. Lisa Jackson, head of the EPA from 2009-2013 now works for Apple. The former director of the Domestic Policy Council, Melody Barnes, sits on the board of directors for the defense contracting giant Booz Allen Hamilton. Obama’s former Deputy Chief of Staff, Mona Sutphen, went on to work for UBS, a global financial services company. She was also a partner for Macro Advisory Partners, whose purpose—which is clear even when coated in sterile language—is to develop strategies for corporate clients to exploit the global poor. Rich Armitage, Deputy Director of the Bush administration’s State Department, is a board member for ManTech International, a defense and national security company whose other board members include a former CIA official who helped assess intelligence information during the lead up to the Iraq war, the head of an investment management firm, and a retired Lieutenant General. Samuel Bodman, Deputy Secretary of the Department of Commerce from 2001-2004, Deputy Secretary of the Treasury from 2004-2005, and Secretary of Energy from 2005-2009, joined the board of directors for the chemical giant Dupont shortly after leaving the White House.

The list stretches on forever. Every administration official, senator, representative, and congressional staffer comes from or moves onto powerful law firms, lobbying firms, think tanks, NGOs, defense contractors, transnational corporations, or other powerful private institutions.

These are the people socialists refer to as “the ruling class”, and they cannot be voted out of power. If a congressman loses an election he merely becomes a lobbyist and gains even more influence. If the term limit of an administration ends, the individual functionaries and bureaucrats join institutions that hold enormous power over the state. No election can rid the state of capitalist interests; no election can force the state to work in the interest of the working class.

Two-Party System, One-Party State

In 1956 W.E.B. Dubois explained his refusal to vote, “I shall not go to the polls. I have not registered. I believe that democracy has so far disappeared in the United States that no ‘two evils’ exist. There is but one evil party with two names, and it will be elected despite all I can do or say”. Dubois’s analysis is still applicable. The Democrats and Republicans are factions of the same party—the capitalist party. The division between the two occurs over a difference in strategy, not a difference in goals.

Each party is ultimately beholden to the special interest groups funding them, all of whom wish to maintain capitalism and ensure their industry benefits from its maintenance. A base of committed voters must be catered to, but only within the boundaries set by elites. If possible, all debate is restricted to “culture war” issues that, while important, are debated in a way that refuses to confront capitalism. Additionally, while it is generally true that people suffer more under Republican administrations, people continue to suffer immensely under Democratic ones. Both parties are culpable in creating the conditions for misogyny, racism, poverty, exploitation, and all the ills of capitalism.

Republicans appeal to the economic interests of small business owners and the most backward elements of the working class to cut social programs and attack minority groups, while the Democrats appeal to urban professionals and progressive sections of the working class, to surreptitiously implement policies with similar consequences. Democrats helped lay the groundwork for the Trump administration’s worst authoritarian excesses. Some examples include mass deportations, expanding the war on terror, prosecuting whistleblowers, expanding mass surveillance, increasing fracking, and regime change.

Despite not being banned outright, third parties face various anti-democratic measures ensuring their defeat at the polls. During a presidential election, the Electoral College represents the most blatant obstacle to democracy. A candidate, third party or otherwise, can gain 49% of the vote in a state and receive no electoral votes. First past the post voting extends downwards to most congressional and state elections, guaranteeing a loss of representation for everyone who did not vote for the winning candidate. Third party candidates often can’t be voted for at all. In the 2016 presidential election cycle, the Libertarian Party was the only alternative party with ballot access in all 50 states. The Green Party gained access in 45. This was possible because they had the money and full-time organizers to petition for ballot access. Explicitly socialist parties do not have the resources to navigate the complexities of gaining access to the ballot.

First past the post voting and ballot access aside, it is still an uphill battle for alternative political parties. Campaign funding reimbursement is only available to parties who receive 5% of the popular vote during federal elections. Any prospect of obtaining it is hindered by poor media coverage and the 15% poll requirement to gain entry into national debates, which are run by an organization completely dominated by the Democratic and Republican parties.

The Executive, the Senate, the Supreme Court

Every U.S. civics textbook explains that the government is built upon a series of “checks and balances”. The Executive, Legislative, and Judicial branches of government balance power between themselves and check the power of any branch hoping to gain an advantage over the other two. It is said that these checks and balances are necessary to sustain democracy, and yet, as we have seen, we live in a deeply undemocratic society. The reality is that each branch of government is itself undemocratic, and the most democratic of the three, the legislature, has the most checks restraining it.

The Executive Branch

The Executive branch is a sprawling bureaucracy (headed by a president selected through an undemocratic election process) that gains more power every decade. Each department of the executive branch unfolds into a vast bureaucracy of unaccountable functionaries. The Department of Defense alone encompasses the office of Secretary of Defense, Defense Intelligence Agency, National Security Agency, National Geospatial Intelligence Agency, National Reconnaissance Office, Joint Chiefs of Staff, Department of the Navy, Department of the Army, Department of the Air Force, and accounts for 21% of the federal budget. On election day voters elect one candidate, and that one candidate appoints and oversees this military bureaucracy.

The Executive controls almost all aspects of foreign policy with this endless bureaucracy.  The Executive’s power in this regard is made clear by the numerous “conflicts” it has initiated over the heads of Congress since the invasion of Vietnam. Congress, allegedly vested with the sole power to declare war, hasn’t done so since World War Two. Under Obama, the executive branch improved and formalized its ability to kill anyone around the world at will. Congress was unable to prevent the Trump Administration from tearing up the Iran Nuclear Deal. Now the administration threatens to take military action, likely without approval from Congress. There are no checks or balances on the United States war machine.

Of course, this is simply one section of the sprawling Executive branch. Every section of the branch is similarly large and complex. Here is the Department of Justice:

And this is the Department of Commerce:

These bureaucrats are far removed from any democratic accountability, and as we have seen, often use their positions to make themselves rich and advance the interests of their capitalist friends. Bureaucracy is not inherently undemocratic, and when managing a country of 350 million people some form of it is necessary, but minor checks on Executive bureaucracy do nothing to hold it accountable to voters.

Additionally, the President appoints unelected “czars” to coordinate between different departments. In this way, the Executive unifies its bureaucracy around different issues in an attempt to bypass Congress. Writing for Dissent magazine, Mark Tushnet explains,

Presidents appoint czars to deal with new policy problems that cut across regulatory areas, like managing the recent automobile bailout. In a different political environment, presidents might send legislation to Congress. Believing that to be pointless, however, most presidents have decided to appoint czars to pull together everyone who has existing statutory authority in a particular field of policymaking. The czars have no power to develop new regulations, but their prominence and White House credentials give them enormous influence over those who do the regulatory work—and this helps enact presidential policies without congressional oversight.

Ostensibly, it is the purpose of the Legislative and Judicial branches to hold this vast, powerful, bureaucracy accountable, but the Executive has checks on these branches too. Popular legislation passed by Congress can be vetoed by the president, ending the democratic process with a single signature. Additionally, the president nominates which judges sit on the Supreme Court, and no president will nominate a judge keen on limiting executive power.

However, Executive checks on the Legislative and Judicial branches are not the root cause of their ineffectiveness. The two branches are internally dysfunctional and authoritarian on their own.  

The Senate

The Legislative branch is the most democratic of the three branches. Unfortunately, this means very little. The Executive branch constantly bypasses Congress, which is evident in the creation of policy czars, the top-down bureaucracy, and thedeep state” that it represents. It is further compromised by the two-party system and the revolving door and is subject to the same voting restrictions and voter suppression detailed above.

Beyond these limits and restrictions, the Legislative branch resists popular demands all on its own. Much of the blame for this falls at the feet of the Senate, the most reactionary, undemocratic, elitist institution of any modern liberal democracy. Its existence is predicated entirely on suppressing the more democratic House of Representatives.

The Senate does not abide by the democratic principle of “one person, one vote”. Instead, it practices “one state, one vote”. While states send representatives to the House proportionate to their population, the Senate is selected on the premise of equal representation of all states. Wyoming, population 584,000, has the same number of votes in the Senate as New York’s almost 20 million people. This is how Senators representing a small minority of the country block the will of the majority. The anti-democratic mechanisms are so blatant that a political party receiving more votes than its opponent won’t necessarily gain more Senate seats. Senators representing sparsely populated states effectively hold democracy hostage not only through voting down popular legislation but also through filibustering, which allows 41 Senators representing less than 11% of the population to block legislation from being voted on at all. Any legislation passed by the House can be rejected or altered by the Senate. It has veto powers over executive appointments and treaties. Two-thirds of the Senate is required to pass a constitutional amendment.

The Senate is a powerful minority ruled institution, with members bankrolled by capitalists, acting as a bulwark against popular progressive legislation. As such, it plays an important part in the Right’s domination of American politics. Daniel Lazare, writing for Jacobin, explains:

Over the next decade or so, the white portion of the ten largest states is projected to continue ticking downward, while the opposite will occur in the ten smallest. By 2030, the population ratio between the largest and smallest state is estimated to increase from sixty-five to one to nearly eighty-nine to one. The Senate will be more racist as a consequence, more unrepresentative, and more of a plaything in the hands of the militant right.

As time goes on the Senate will become more dominated by populist white nationalists at the expense of popular working class demands.

The Supreme Court

The Supreme Court is the final interpreter of the U.S. Constitution. It can overturn legislation passed by Congress through the power of judicial review.  Each justice is nominated by the Executive Branch and confirmed by the Senate, and every justice serves for life. The House of Representatives has no power in the process of selecting justices.

For a moment, in the 20th century, liberals viewed the Supreme Court as a vehicle for positive social change. But lasting social change only comes from below. It cannot be handed down from the courts, and so the brief time of progressive rulings inevitably passed. Despite occasional small gains won by the Left, the Supreme Court remains what it was meant to be—a reactionary servant of power guaranteeing the destruction of left-leaning legislation.

The Supreme Court is the greatest threat to legislation born from a mass working-class movement. Popular legislation passed by Congress and signed by the President can be overturned in part or in full by an unelected body of nine people, serving a life term, tasked with upholding and interpreting an outdated and inherently undemocratic document.

If Bernie Sanders is elected in 2020 and manages to shepherd Medicare For All through the House and the Senate, the risk of the Supreme Court ruling the law unconstitutional would remain. If this occurs there would be little recourse. A constitutional amendment is the only way around the Supreme Court, and the requirements are so onerous it took the Civil War to implement recent meaningful amendments.

If all other restrictions on democracy fail the Supreme Court serves as the ultimate negation of popular policy. It is the final backstop against the will of the majority.

A Workers’ Republic

Similar to feudal lords who owned the land and the serfs forced to work it, today a few wealthy capitalists own the means of production that wage workers must work. If the serfs were allowed, through a convoluted process stacked against them, to vote for their lords, would we call that democracy? True democracy is only possible when workers have control over their lives, their communities, and the means of production.

Our economy is not a democracy. Workers have no say in how companies are run, how resources are allocated, or how production is arranged. Political democracy is meant to be a consolation for economic dictatorship— at least we are free to pick our leaders. But in the “Land of the Free” even political democracy eludes us.

The working class is the majority of people in the United States. An average worker spends most of their life producing for society, making society function. And yet the working class has no control over the society that depends on them to survive. What we are living under is the dictatorship of the capitalist class. They control the means of production and use the state to maintain that control. The tyranny of CEO’s, Wall Street executives, corrupt politicians, and bureaucrats decide the fate of the majority.

What is needed is a “dictatorship of the working class” i.e. a dictatorship of the majority in the form of a “workers’ republic”,  a true democracy where workers have wrested control of the state from the capitalists, control the means of production, and democratically plan the economy. Democracy, freedom, liberty, equality, the pursuit of happiness are all impossible while the majority of people are ruthlessly exploited and have no control over their lives, where they are denied even the most basic political freedoms promised by liberalism. Humanity’s potential cannot be fulfilled without the emancipation of the working class. Until that day comes democracy is a reality only for the ruling elite and remains an illusion for the rest of us.

Gracchus Babeuf: From Jacobin to Communist

Matthew Strupp looks at the transformation of the French revolutionary Gracchus Babeuf from Feudiste to Jacobin to one of the first Revolutionary Communists.

“The French Revolution is nothing but the precursor of another revolution, one that will be greater, more solemn, and which will be the last.” -Sylvain Marechal, Manifesto of the Equals, 1796

The specter of the French Revolution, if it ever left us in the first place, has returned in force. The leading publication of the reformist social-democratic Left in the United States is called Jacobin magazine, memes about guillotining billionaires and politicians are all over social media, and the weekly Gilets Jaunes demonstrations in France have produced a great volume of graffiti comparing the Fifth Republic to the Ancien Regime and Emmanuel Macron to Louis XVI.

In all of these cases, the Left has, as is its custom, compared itself to the Jacobins of 1789-94, who espoused radical-liberal republicanism that, even in its most radical codification, the Constitution of Year I (1793), enshrined property rights as “natural and imprescriptible.”1 As communists, we know that private property is the poison pill of liberalism’s radical promise—a guarantee of class society’s continued existence even when democratic concessions in the cordoned off “political sphere” are made to the rabble, be it the sans-culottes or the proletariat. For the purposes of knowing our own history, we should understand that this insight did not originate with Marx and Engels, who of course did much to develop it. Rather, we can trace it to the French Revolution itself in the figure of Gracchus Babeuf, who transcended Jacobinism and came to a conception of communism that greatly influenced Marx and Engels.

The “aristocratic hydra” against the people, with the Guillotine in the background (1789)

The Road to Revolutionary Communism

Prior to the revolution, Francois Noel Babeuf was a feudiste, a legal specialist in feudal rights who essentially advised landowners on how to squeeze their peasants as efficiently as possible. However, rather than allowing his position within the old order to cause him to identify with it, Babeuf came to resent the Ancien Regime’s tangled and parochial legal structure, as well as the nobility who benefited from it. By 1789, when every commune in France was asked to select representatives for the Estates General and submit cahiers de doleances, or lists of complaints, for the body to address, Babeuf personally authored his commune’s proposal for the total abolition of feudalism and the consolidation of a single code of law. Babeuf was supportive of the revolution throughout its course, but was critical of the excesses Robespierre’s terror and the Jacobins’ failure to fully implement the Constitution of Year I, which unlike the Constitution of 1789 and the later Constitution of Year III (1795), would have established a republic with universal adult male suffrage.

Thermidor saw the replacement of the Jacobins, who were at least somewhat beholden to the will of the san-culottes, by the reactionary Thermidorian Convention, which quite openly represented the interests of the class of nouveaux riches that had emerged since the beginning of the revolution and had made their fortunes through speculation on the confiscated estates of royalist emigres. Babeuf reacted to these events by changing the name of his newspaper from Journal de la liberté de la presse to Tribun du Peuple, which reflected the shift in his focus from keeping the Jacobins accountable to the ideals of the revolution to polemic against the Thermidorians.2 At this time Babeuf also adopted for himself the first name Gracchus, after the middle-republican Roman Tribune of the Plebs, Gaius Gracchus. Gaius and his brother Tiberius, who was Tribune a decade earlier, advocated redistributing public lands, illegally cultivated by wealthy patricians in massive latifundia, or plantations, to the propertyless inhabitants of Rome. These were the original proletarii, from the Latin proles or offspring, which was the only thing this stratum was seen as capable of contributing to the Republic. For this, Gaius Gracchus and his brother were both murdered by gangs loyal to the conservative senatorial patricians, a dire omen for Babeuf’s ultimate fate.

Through the Tribun, Babeuf breathed fire at the Thermidorians. After the enactment of the Constitution of Year III, which replaced the single legislative body and universal adult male suffrage of the Constitution of Year I with high property requirements for voting, a lower and upper legislative chamber, an extremely powerful five-man executive Directory, and a requirement that ⅔ of the new representatives be drawn from the existing reactionary Thermidorian Convention, Babeuf wrote in the Tribun: “If you want civil war, you can have it … You’ve cried ‘To arms.’ We’ve said the same to our people.”3 Babeuf was the originator of the demand “Bread and the Constitution of ‘93,” which motivated the ill-organized insurrection of I Prarial. This insurrection was soon crushed, and he was thrown in prison for his role.4

It was in prison that Babeuf developed his communism. He was certainly influenced by utopian writers like Thomas More and Etienne-Gabriel Morelly, but he also incorporated a primitive conception of class struggle absent from these writers. He wrote in a Prospectus for the Tribun, “We too know a little bit about what elements are used to move men. The best lever is their own interest,” and although he didn’t use the familiar Marxian terms, he had seen how the wealth of the now ascendant bourgeoisie had made Thermidor possible and began to theorize about the nascent class of wage-workers being a particularly revolutionary section of the sans-culottes.5 He also wrote in a later letter to one of his comrades an account of the ills of capitalist production that, while obviously less developed than the later work of Marx, displays remarkable sophistication:

Competition, far from aiming at perfection, submerges conscientiously made products under a mass of deceptive goods contrived to dazzle the public, competition which achieves low prices only by obliging the worker to waste his skill in botched work, by starving him, by destroying his moral standards through lack of scruples; competition gives the victory only to whoever has most money; competition, after the struggle, ends up simply with a monopoly in the hands of the winner and the withdrawal of low prices; competition which manufactures any way it likes, at random, and runs the risk of not finding any buyers and destroying a large amount of raw material which could have been used usefully but which will no longer be good for anything.6 

The “Conspiracy” of the Equals

After his release from prison, Babeuf began to speak at meetings of the Union of Friends of the Republic, which, due to its proximity to the Pantheon, was known as the Society of The Pantheon. The Society of the Pantheon was mostly made up of former Jacobins, and Babeuf was able to recruit many to his cause because he and his paper represented nearly the only resistance to the Thermidorian Reaction. However, the Directory soon got wind of the Society’s activities and sent the ambitious young general Bonaparte to suppress it. It was only after the suppression of the Society of the Pantheon that what became known as the Conspiracy of the Equals began to take shape.7

Conservative and revisionist historians, most notably Francois Furet, have seized on the name “conspiracy” to try to draw a direct line of hyper-vanguardist putschism from Babeuf through Blanqui to Lenin. Yet “Conspiracy of the Equals” is not a term that comes from Babeuf himself. Rather, it is derived from the Directory’s prosecution of Babeuf on charges of conspiracy. Babeuf only ever referred to his movement as “the Equals” and the organization that coordinated it as the “Insurrectionary Committee”. It is also simply untrue that Babeuf aimed to carry out a secretive coup. Rather, he was relying on the possibility of a mass insurrection for victory. As the state prosecutor testified at his trial:

Their means were the publication and distribution of anarchistic newspapers, writings and pamphlets … the formation of a multitude of little clubs run by their agents; it was the establishment of organizers and flyposters; it was the corrupting of workshops; it was the infernal art of sowing false rumors and spreading false news, of stirring up the people by blaming the government for all the ills resulting from current circumstances.8

These are not the activities of a group uninterested in mass support! As far as Lenin is concerned, Lars Lih in Lenin Rediscovered has done much to dispel misunderstandings of Lenin’s conception of the vanguard party, misunderstandings which are as common on the Left as anywhere.9 In both Lenin and Babeuf’s cases, to the extent that their organizations operated secretly, they did so out of necessity due to the ever-present threat of state repression.

It was such state repression that defeated the Equals. The movement was betrayed by an infiltrator, Georges Grisel, who had been involved in the leadership of the organization, and who gave the forces of the Directory enough information to find and arrest Babeuf and over 800 of his comrades. As Babeuf sat in a dungeon, several hundred of the Equals attempted one final attempt at insurrection despite the arrest of their movement’s leadership and the destruction of their organization. This insurrection was unsuccessful, and dozens were executed for their role in it after short trials by military commission. Babeuf himself was tried and sentenced to death on 7 Prarial, Year V (1796). After his sentence was given, he and a comrade of his tried to kill themselves in their prison cell with makeshift daggers, but were stopped by a guard. Babeuf was fed to the guillotine the next day, and with his death, so too died the movement against Thermidor.10

Results and Prospects

There are about thirty references to Gracchus Babeuf in the works of Marx and Engels, and although neither of them ever composed a systematic analysis of his thought, Babeuf’s influence on their politics is obvious. In The Holy Family, the beards write:

… the French Revolution gave rise to ideas which led beyond the ideas of the entire old world order. The revolutionary movement which began in 1789 in the Cercle Social, which in the middle of its course had as its chief representatives Leclerc and Roux, and which finally with Babeuf’s conspiracy was temporarily defeated, gave rise to the communist idea which Babeuf’s friend Buonarroti re-introduced in France after the Revolution of 1830.

From a historical materialist point of view, it’s clear that the material conditions in France were not ripe for anything approaching socialism; after all, the proletariat itself barely existed. Engels is correct to insist that it would have been “insane” to “attempt to jump from the Directorate immediately into communism” (although it would also be insane to attempt to jump from the conditions of the present immediately into communism, no matter what the communizers might say).11 The best that could have been hoped for had the Equals taken power in 1796 would have been similar to the best that Lenin hoped for in the event of an isolated Russian Revolution in 1905, a “democratic dictatorship of the (nascent) proletariat and peasantry.”12 This would not have allowed France to “leap over the natural phases of its development” or to “remove them by decree,” but it may have “shorten[ed] and lessen[ed] the birth pangs” of capitalism, as Marx puts it.13

Babeuf’s true contribution was his commitment to revolutionary action at the level of the state to transform society as a whole. Babeuf was considering writing a book titled “Equality” after he was released from prison. Had he done so, he would have been one of several utopian communist writers in the late  eighteenth century.14 Instead, he organized an insurrectionary committee to carry out what Marx called a “political revolution with a social soul,” an attempt to use the political act of revolution and the seizure of state power to extend the radical republican principles that dominated the political sphere at the height of the Jacobin revolution to the social sphere as well.15

Bust of Babeuf made in the USSR, 1934

Our Tasks

We, like Gracchus Babeuf, are living in a Thermidor. His was in the wake of the defeat French Revolution; ours is in the wake of the defeat of the last century’s workers’ movement, exemplified by the isolation, bureaucratic degeneration, and eventual rollback of the Russian Revolution. For this reason, we can still learn from Babeuf’s example. We must overthrow the reactionaries that dominate our politics by means of mass organizing, as Babeuf attempted. We must, more effectively than Babeuf, watch out for the police spies in our midst as we do so. Finally, we must look past liberalism, even at its most radical, and extend its democratic-republican promises to the whole of society, which means abolishing class society. These are the tasks we share with Babeuf, and it is of paramount importance that we learn from the example, and the failures, of past revolutionaries like him as we endeavor to carry them out.

A Left-Wing History of the Republican Party

Radical Republicanism was a predecessor to Marxism in the United States with its critiques of slavery and wage labor. M.A. Iasilli takes a look at its rarely discussed history.

After reflecting on the materialization of discourse in revolutionary France during 1789, one can’t help but notice the prevalence of radical republicanism. Republican virtue was synonymous with liberty, solidarity, and equality. Maximilien Robespierre brought such ideas to prominence in government, writing in “Political Morality”:

Republican virtue can be considered in relation to the people and in relation to the government; it is necessary in both. When only the government lacks virtue, there remains a resource in the people’s virtue; but when the people itself is corrupted, liberty is already lost. . . 1

For fear of subversion from royalists and external duress from British invaders, the crazed and emboldened leader of France proclaimed the Revolution belonged to those fighting the struggle to bring down the monarchy and the unholy alliance made between clergy and nobility — the republicans. There was a direct bond between the people and virtue for Robespierre. He argued that when a people become apathetic to the need for virtue, freedom is lost. Therefore, there must be a concerted effort on behalf of the government to preserve virtue. This philosophical discourse establishes important historical precedents for the development of a radical society, one being the dialectical reiteration of “republican” as the radical archetype in revolutionary France, both in ideology and praxis. The fermentation of these ideas transcended Europe, spreading far and wide, including to America. In fact, some of Jefferson’s writings are pertinent to this phenomenon.

While today’s Republican Party presents itself as anything but left-wing, its early history demonstrates the contrary. The Republican Party was modeled after the working class struggle and egalitarianism seen in the platform of the Jacobin Party in France. There has been ample historical work on the effect of the French Revolution on early American political thought. Crane Brinton’s The Anatomy of Revolution is the most essential. Rachel Hope Cleves, on the other hand, focuses mainly on France and America by simply looking at how the violence during the Reign of Terror informed American conservatives in the Federalist Party about the nature of human behavior. While she is correct about the response from conservatives, she misconstrues the effects of radicalism. In her book The Reign of Terror in America, she claims conservatives identified the violence in France and responded by advocating popular ideas such as anti-slavery. 2

Not all Federalists were abolitionists. By claiming that the violence of the French Revolution led to anti-slavery and anti-war movements carried out by fear of violence, Cleves asserts the causal relationship between humanitarianism and abolition movements was born out of the Federalists’ antagonism concerning revolutionary upheaval. In fact, the Federalists were hellbent on their Hobbesian leanings regarding the ‘excesses of democracy’ and ‘violence as a product of human passion.’ One can argue that the Federalists did a lot to hold back progress on numerous fronts. In Requiem for the American DreamNoam Chomsky identifies writings by James Madison discussing the need to curtail popular freedoms in order to secure essential power for the wealthy and more educated. How could such a conservative position have informed the anti-slavery movement? Most of the anti-slavery movement had actually encompassed skeptics of early capitalist institutions, which conservative Federalists were not — adherents of Federalism advocated the “natural” priority of property rights. Republicans who had been most critical of slavery happened to be those who identified most with the French Revolution, irrespective of its violence.

Nevertheless, Cleves’s book does offer an edifying look into how the culture of violence in France influenced American civic discourse. Whether we disagree with her argument that conservative thought is a precursor to later radical movements in America or not, she demonstrates — paradoxically — that the Federalists were committed to stamping out radicalism in all its forms. We therefore come to understand that there was a need in America for a radical alternative.

Thomas Jefferson, an anti-Federalist, was a supporter of the French Revolution and was persistent in his views on slavery despite virulent complaints about his radicalism from close colleagues like Adams. While Jefferson privately owned slaves (like many of the founders), he was publicly committed to legislative reform that would eliminate the institution. Some of his Notes on the State of Virginia demonstrate his concerns:

I think a change already perceptible, since the origin of the present revolution. The spirit of the master is abating, that of the slave rising from the dust, his condition mollifying, the way I hope preparing, under the auspices of heaven, for a total emancipation, and that this is disposed. . .

Many have remained curt with Jefferson’s history for reasons that are understandable. However, this is vital for contextualizing the French connection in that he had no problem considering himself a republican of the Jacobin type. It is therefore important to look deeper into the cultivation of his early radical thought in America. For instance, during his travels to France in 1785, he observed the various inequities present in French society and began to take issue with the right of private property. Some of this becomes clear in his letters to Madison:

It should seem then that it must be because of the enormous wealth of the proprietors which places them above attention to the increase of their revenues by permitting these lands to be laboured. I am conscious that an equal division of property is impracticable. But the consequences of this enormous inequality producing so much misery to the bulk of mankind, legislators cannot invent too many devices for subdividing property, only taking care to let their subdivisions go hand in hand with the natural affections of the human mind. . . Another means of silently lessening the inequality of property is to exempt all from taxation below a certain point, and to tax the higher portions of property in geometrical progression as they rise. Whenever there is in any country, uncultivated lands and unemployed poor, it is clear that the laws of property have been so far extended as to violate natural right.4

In this passage, Jefferson without reservation proclaims that the unequal distribution of property is in direct violation of natural rights. This is a significant deviation from the traditional consensus of laissez-faire economics that pervades American history. This experience shaped Jefferson’s views on equality and introduced a strain of egalitarianism into the lexicon of anti-Federalist thought. Unlike the Federalists, who upheld the principle of property as the keystone of natural rights, Jefferson offered a critique that sparked consciousness of social class divisions and the need to mitigate such inequality through progressive reform, including taxation on the value of assets. Likewise, his criticism of such a widely protected doctrine expanded the legislative domain and grew more class-based in a polemical attack against the aristocracy:

The wealthy, on the other hand, and those at their ease, know nothing of what the Europeans call luxury. They have only somewhat more of the comforts and decencies of life than those who furnish them. . .

Though Jefferson led a public campaign against the wealthy and the institution of slavery, he was not successful in deconstructing its edifice during his tenure. Additionally, he benefited from its institutionalization in his private life. The fact of his owning slaves is a testament to the pervasive obsession with property rights in American history. Even those who publicly stood against it were privately participating in it, and even profiting. Politically, however, Jefferson’s public legacy left an impact on the anti-Federalists, who grew skeptical of elites and committed to egalitarian policy alternatives in order to solve the era’s injustice.

Slavery continued well into the age of Jackson and beyond. Republicans would eventually establish themselves as a political party in America aimed at deconstructing institutions of unfettered capitalism while ensuring centralized governance. Slavery, for most abolitionist Republicans, was the epitome of private excess. Republicans would reach back to Jefferson’s lost history of egalitarianism to find a solution to the growing humanitarian crisis of slavery. Individuals like Alvan E. Bovay, a left-wing radical who founded the Republican Party; Horace Greeley, who published the New York Tribune, which featured many of Marx’s writings; Thaddeus Stevens, a consequential politician who famously attacked the Southern Democrats’ stronghold on supporting the slave trade; and many others — all of their radical interpretations of republicanism would shape their new revolutionary party. Not to mention, they also often intermixed early feminist engagements, some of which were led by Frances Wright, who had been a key mobilizer for the Working Men’s Party, a precursor to what would become the Republican Party.

All these actors were primary figures who were committed to a progressive transformation of America. On top of that, they were frequent readers of Marx and Engels and believed equitable models of wealth distribution (self-proclaimed as the “Free Soilers”), worker-controlled production, and abolitionism would lead America down a new path of virtue. John Nichols’ The S Word presents how socialist-leaning individuals of early American history had been consequential in establishing the Republican Party as a political alternative. Its early organization would seek a redefinition of American identity and restructure society to accommodate the most downtrodden. They would reignite the egalitarianism of Jefferson and institute a comprehensive approach to regulate the market by first eliminating the institution of slavery and redistributing property to the most vulnerable.5

Alvan E. Bovay

The Republican Party’s platform of property redistribution happened to affect the watchfulness of most Democrats, who collectively feared such a position would transform the traditional fabric of the nation — that is, alter the principle of property in “natural rights.” The critics of Abraham Lincoln were fueled by a similar fear, charging him with accusations of being a dictator seeking to exert total control over the country and people’s private decisions. This antagonism, however, stems back to the original founding party platform of 1854. Alvan E. Bovay was a Free Soiler lawyer who had been a prominent Whig Party member. He grew frustrated with the passage of a series of acts that violated the Missouri Compromise by permitting slavery where it was outlawed.6

Most significantly, the Kansas-Nebraska bill served as a key legislative act that tested Bovay’s dwindling patience. One reason is that the Kansas-Nebraska Act reversed the Missouri Compromise, which sought to curb slavery’s expansion in the Louisiana Purchase territory.

After threatening to put old party politics in the proverbial dustbin, Bovay led the People’s Mass State Convention as secretary. This group was made up of a variety of political stripes: new Republicans, former Whigs, disenchanted Democrats, and other radicals. The group would acknowledge that the South and their representatives had disgracefully sold their political will to slave power and would have to face an absolute opposition party made up of individuals seeking to transform the nation. The Republican Party had been born.

Bovay had to reach all opponents of slavery, including people who were not on board with total abolition. That meant garnering support from Democrats who were merely for putting a halt to the expansion of slavery. While opponents of slavery extension were critical of slavery and wanted to see it come to an immediate halt, they hesitated at its complete removal from society. However, those who were for complete abolition had the more successful argument. Ceasing slavery’s extension hinged on the complete gutting of it from the nation. It also suggested a restructuring of the nation’s economy — something of major concern for radicals and the majority of the population. Both sides, however, shared negative attitudes toward the institution overall, and Bovay would lead the new coalition into political existence. It was, therefore, an imperative for Bovay to communicate this en masse. He henceforth linked up with Horace Greeley, a publisher for The New York Tribune who had socialist leanings. Greeley at first seemed apprehensive at the daunting task ahead of Bovay, but he supported the movement and became a fellow Republican. Bovay clarified the obstacles that led him to that particular point in time:

It is not to be supposed that I went into the organization of the citizens of Ripon, and the country thereabouts, blindly; that has been said frequently of me and my intention in calling the first meeting there, to protest against the actions of our representatives in Congress, and the lack of organized opposition to the Kansas-Nebraska Bill; I have each time denied it, and pointed out an abundance of evidence and living witnesses in support of my contention. I organized those men in those first meetings, with the avowed purpose of making that a national party organization; the first well defined thought and movement began there and then; this statement has never been successfully disputed, and the men who knew me in those days will well remember against what odds I had to labor.

This was the first time Bovay spoke out about what motivated him to charter the Republican movement. In facing significant hostility from adversaries, Bovay did not rule out rebelling against his own institutional counterparts, even if they publicly vilified the spreading of his message. Interestingly, he did not resort to partisan attacks, even when they were thrown at him. This was likely due to the fragility of the Republican coalition that included potential detractors from the Democratic Party. However, Bovay was not afraid to break with the status quo. As a zealous opponent of President Franklin Pierce, he made sure to take aim at the Administration. Pierce and his Democratic coalition were focused on alienating anti-slavery groups during his term. Bovay commented numerous times that Pierce’s victory was a symbolic victory for slavery. He stated:

With the election of Franklin Pierce in 1852, there was a victory for slavery; its adherents encouraged, became more active, intrusive and intolerant, the Kansas-Nebraska idea became prominent, persistent and alarming; then, I started the work of organization, on a larger scale with men who stood by me. I again wrote to Horace Greeley, respecting the situation, and my work; he looked upon my plan with caution, but he did much to spread the idea.

Bovay was skillful in organizing party politics and in creating an actual opposition party formed separately from the governing institutions that presided over slavery. This is what granted the Republicans such astounding electoral success. However, Bovay needed more in the form of literature in order to connect with Americans. Greeley’s Tribune had been the organ used to propel some of the ideas of the Republican movement. Adam-Max Tuchinsky’s article “The New-York Tribune, the 1848 French Revolution, and American Social Democratic Discourse” comments on how Marx and Engels published numerous articles with Greeley, some of which encouraged the advancing of the Republican Party agenda. Greeley openly welcomed voices that were critical of capitalism, writings supporting worker organizations, and pieces written about the worker and slave experience. Marx happened to be a favorite of Greeley’s. Through the Tribune, Abraham Lincoln became a frequent reader of Marx.7

In a letter from Marx and the First International Workingmen’s Association to President Lincoln, they cordially praised Lincoln for his election and his presidential agenda holding enormous significance for the working class and the oppressed seeking liberation around the world:

The workingmen of Europe feel sure that, as the American War of Independence initiated a new era of ascendancy for the middle class, so the American Antislavery War will do for the working classes. They consider it an earnest of the epoch to come that it fell to the lot of Abraham Lincoln, the single-minded son of the working class, to lead his country through the matchless struggle for the rescue of an enchained race and the reconstruction of a social world.

Tunchinsky also notes how Greeley made the Tribune one of the most important national mediums that brought the meaning of free labor to a popular audience of over half a million readers. The paper lasted for two decades discussing socialism, class, property, and labor. Tunchinsky prompts us to reconsider “the nature, origin, and complexity of Republican ideology on the eve of the Civil War.” Greeley and his editors were publishing major works that challenged the race-based views promulgated by many Democrats of the day. In contrast, the work of the Republicans followed the Marxist goals of achieving economic class consciousness and illustrating how race was tied to the inequalities embedded within the superstructure.8

In 1854, one particular book by George Fitzhugh, a sociologist and prominent Democrat, Sociology for the South, advocated the institutionalization of systematic slavery for the “protection” of vulnerable blacks and other laborers. In it, Fitzhugh outlines a defense for slavery based on how it would protect them from the harms of the greater society. The book is known to have been an intellectual watershed for the eugenics movement in America as well as serving as an early guide for hate groups like the Ku Klux Klan. In the antebellum period, these ideas gained traction and served as a justification for the South’s secession. Greeley responded to some of these writings by publishing Hinton Helper’s pamphlet entitled Impending Crisis. Helper wrote:

Those who have studied with care the social condition of the South, have long foreseen that sooner or later a struggle must take place there, not so much between the whites and the blacks as between the great mass of poor whites . .. and the few rich slaveholders.9

Helper emphasizes the importance of class consciousness in the struggle for the liberation of the slaves. This was an important analysis as it refocused the attention on class power and its connection to privilege and its systemic control. Democratic opponents were fiercely against ideas such as class struggle being discussed in the Tribune, but these ideas were nonetheless adopted by the Republican Party. The New York Express, for instance, wrote a counter-piece characterizing the new party’s operations as “ultra-revolutionary” and inciting “war-invoking sentiment.”

Additionally, Helper was charged by Democrats with espionage, as being an “agent” of the North looking to disrupt the South. The Republicans went ahead and endorsed Helper’s pamphlet as a campaign strategy. This bold political move enraged Democrats so much that they blocked John Sherman from becoming Speaker of the House because he endorsed Helper’s pamphlet. Slaveholders began denouncing abolitionists, immigrants, and radicals altogether, labeling them “red republicans!” The Republicans wore it as a badge of honor. In fact, John R. Commons discusses more about Red Republicanism as a movement in itself that defined the Republicans’ radical tendencies. 10

Sherman was another Republican at the time who had specialized in finance but was also a skilled legislator who planned the Confiscation Acts of 1861–62. These unique pieces of legislation enabled the government to confiscate property being used by Confederate forces. This meant that slaves were freed from slaveholding properties after being liberated by the legislation’s mandate. The subsequent Civil Rights Act of 1866, the 13th Amendment, and the 14th Amendment solidified emancipation constitutionally and gave the newly freed men citizenship. These legislative accomplishments were also accompanied by the Homestead Act affirming Free Soil policy goals. This act was the first piece of legislation to function as an affirmative action program for African Americans. Women and immigrants were also encouraged to take part in the program. It was so successful that in 1900, a quarter of black farmers in the South, who never had the opportunity before, obtained and managed their own farms. 11

Thaddeus Stevens

The impetus behind the Homestead Act was born out of the reformist plans of Thaddeus Stevens. Another radical, Stevens believed Lincoln was moving too slow as President, and insisted on moving toward complete liberation for blacks, and in the process, utilize government to help achieve a broader equality for the poor. His goal was to give newly freed African Americans a chance to build their own future in the South. Stevens had other ideas that were considered far too radical by his colleagues that didn’t end up entering the House floor for a vote. Nevertheless, Stevens was admirably committed to achieving structural changes in America that would upend the notion of private property and reverse the class power dynamic in favor of newly freed African Americans and working poor. His egalitarianism had been a guiding light for his mission in government. In his plans for confiscation, he wrote:

Strip the proud nobility of their bloated estates, reduce them to a level with plain republicans, send forth to labor, and teach their children to enter the workshops or handle the plow, and you will thus humble proud traitors. 12


Republican plans to confiscate land, nationalize it, and make it available for freedmen and the poor to own, stands as one of the most radical and clearly socialist events to ever occur in American history. In his 2019 State of the Union Address, President Donald Trump denounced “calls to socialism” as “concerning.” Yet the history of his party includes some of the most experimental left-wing ideas in the nation’s development. The modern Grand Old Party hesitates to embrace such a legacy. The neoliberalism of Ronald Reagan still continues to saturate the party’s leadership. Will Republicans ever realize their true red history? It is difficult to answer such a question at this point. Perhaps such a thought is quixotic.

Looking into America’s early history illuminates a unique revolutionary politics. This particular moment sheds light on important nuances that have been hidden in the margins. A vulnerable population under siege by land-owners prompted some of the most sweeping political reforms. On top of that, The Tribune, a vehicle of the popular press, worked hand-in-hand to deliver justice and equality with the then–Republican Party. It opens our eyes to America’s radical history, something obfuscated in the contemporary classroom.

Making State Theory Revolutionary

State theory must move beyond questions of methodology and move into deeper political questions such as the political form of a workers regime, argues Donald Parkinson. 

Die Barrikade by Otto Dix

Perry Anderson in his Considerations on Western Marxism makes the point that it was primarily questions of methodology and not political debate that occupied Marxist intellectuals in Western Europe during the post-war era up until the 1970s. Anderson links this focus on methodology over strategy to the general weakness of the class struggle at that time, with Marxist intellectuals focusing on arcane, although often useful, debates concerning the correct reading of Marx, whether Hegelian, structuralist, Kantian, or existentialist. The debates over state theory in Marxism since the post-war era have been no exception to this trend—they have been primarily fixated on questions of methodology in theorizing the state. But what if we moved beyond questions of methodology,  aiming to take Marxist state theory into the field of substantive political questions? In this attempt to do so I will offer a quick overview of the main debates in methodology and then point towards the kind of questions that would concern a more revolutionarily-oriented approach to state theory.

The primary trends in the debates in Marxist state theory are instrumentalism and structuralism. Other schools of thought include the form-analytic school. The instrumentalist school is regarded by Clyde W. Barrow in his Critical Theories of the State as the inheritor of “Plain Marxism,” continuing the tradition that Lenin began in State and Revolution. Instrumentalist state theory was initially conceived by Sweezy and Baran, but was perhaps most effectively articulated by Ralph Miliband, particularly in his book The State and Capitalist Society.

Put simply, instrumentalist state theory takes seriously the claim by Engels that the state is “but a committee for managing the common affairs of the ruling class.” Instrumentalist state theorists argue that not only is there a ruling class with cohesive group interests but that the state is a means through which the ruling class can express these interests. It is within state institutions that class power is organized; the ruling class is able to have control over these institutions because of its own networks of influence and policy-making through which the power of the ruling class is embedded. To quote Miliband:

“It is these institutions in which ‘state power’ lies, and is through them that this power is wielded in its different manifestations by the people who occupy the leading positions in each of these institutions.”1

According to this theory, classes exert their power over state apparatuses through “colonizing” them. This is the process by which the ruling class keeps the state’s loyalty, maintaining dominance over state institutions so as to make the state an instrument of the class’s rule. This theory thus explains how the ruling class rules through the state and exercises a class dictatorship through the processes of class formation and colonization of the state apparatuses, institutionalizing its rule. By class formation, we mean the process through which a class becomes a consciously organized force that can act in history according to its class interests.

A typical critique of the instrumentalist approach begins by pointing out that it conceptualizes the state as merely an instrument for different classes to pick up and use. Instrumentalists, this critique continues, give undue importance to ideology and the behavior of managers, emphasizing these factors over the importance of social structures over which the managers have no control. This critique was made by Poulantzas (targeting Miliband), who would develop a structuralist theory of the state inspired by Louis Althusser’s reading of Marx.2 Poulantzas’s structuralism would develop in the course from his initial critique of Miliband to his final work State, Power, Socialism. However from the beginning what was important for Poulantzas was that the state is understood in terms of social relations and structures rather than actors and that what mattered was not the class loyalties of politicians but the deeper historical logic with which the state was intertwined.

Structuralist state theory did not disagree with Miliband empirically so much as theoretically; its critique was aimed primarily at what it saw as the flawed methodology underlying instrumentalism. Structuralist Marxism itself was a project designed to rid Marxism of its “humanist” aspects, a sort of Marxism that saw the study of abstract social structures as more scientific compared to the Hegelian reading of Marx which focused on alienation and made room for what was seen as a creeping idealism. This could mean a cold and impersonal Marxism that leaves little room for human agency, but it also allows the theorist to look at certain social formations at a “macro” level of abstraction.

This can be useful in the sense of understanding the state as something that exists beyond the will of certain individual actors with unlimited power and determining which state tendencies are beyond human control. For the structuralists, one ought not to understand the state as an object but as a social relation, and in particular a class relation. The state can be understood as a set of institutions that, regardless of ideology, is set up to reproduce capitalist social relations because its aim is to reproduce classes. This has been useful for explaining why social-democratic politicians so often bowed down to the capitalist class while in power despite their rhetoric. What mattered was not the dedication of these politicians to pro-worker policies, but the greater social structure in which state actors worked, a structure inherently predisposed to reproducing capitalist relations.

However, through the course of his thinking, Poulantzas would eventually develop his state theory in directions that go against key aspects of Marxist state theory, in particular, the concept of class dictatorship. In State, Power, Socialism, Poulantzas mocks Balibar, himself a structuralist Marxist, for maintaining the theory of the dictatorship of the proletariat, apparently a “stupendous dogmatism.”3 For Poulantzas, there is no class which can hold control over the state; rather, the class struggle itself traverses the state, which serves as a locus where class antagonisms are expressed and worked out. The state is not ruled by a capitalist class that can be defined economically but is an institution that serves in the reproduction of all classes and therefore can not be said to be the specific terrain of a ruling class. Instead, there are ruling ‘power blocs’ which are composed of alliances of fractions of different classes. The political implications of this for Poulantzas were clear: the working class could build power within the capitalist state through building class alliances and shoring up hegemony within the state apparatus. This meant that a “democratic road to socialism” was possible without a rupture between the bourgeois dictatorship and the proletarian dictatorship, through a protracted struggle to gradually transform the state from the inside backed by movements from below.

In the end, despite their aim to prove that the state structurally reproduced capitalism regardless of the motives of state actors, the structuralists ended up embracing the reformist politics of Eurocommunism, Poulantzas being one of the key theorists of this attempt to revamp communism with social-democratic and liberal revisionism. Instrumentalist theorists of the state such as Erik Olin Wright have also come to similar political conclusions. Both theoretical schools, despite their methodological quibbles, ended up lending theoretical ammunition to reformists in opposition to the concept of the dictatorship of the proletariat. Despite the aim of both schools of thought to develop Marxist theory, they instead became more like sociologies of the state removed from any kind of revolutionary politics. These debates lost the important focus of class politics, leading to theory that was a mere rationalization of the reformist turn much of the Official Communist movement was already making. Today Poulantzas is used to argue for entryism into the Democratic Party, with the Bernie Sanders campaign being an example of class struggle within the state.4

While both instrumentalism and structuralism can lend credence to reformism, as theories of the state we can still learn from both of them, seeing them as ways of looking at the state at different levels of abstraction. The instrumentalist theory shows how the state in action acts as a protection racket for the ruling class and how these factions of the ruling class work to reproduce their class power. On the other hand, the structuralist theorists show the social structures that these state actors are embedded in. While this methodological debate can lead to reformist conclusions on both sides, it can also be used to help us deepen our arguments for a properly Marxist theory of the state. These arguments are not useless, but we must go beyond them. This means putting Marxist state theory back onto the track of explaining the reality of class dictatorship, as Lenin did in State and Revolution.

The fact that Marxist state theory allowed itself to become focused on methodology is a product of Marxist theory becoming divorced from revolutionary politics. This doesn’t mean we cannot use the insights of the structuralist Marxist or instrumentalist state theorists in analyzing the state. However, what should be clear is that Marxist state theory needs to focus on the issue of dictatorship, which relates to a number of practical questions. The first is on the nature of smashing the state. What does it mean to smash the bourgeois state? Secondly, there is the question of the character of what comes after the bourgeois state, i.e. the proletarian state, or dictatorship of the proletariat. How do we determine whether a state is a dictatorship of the proletariat or not? What form of state best ensures the rule of the working class?

To begin answering this question, we must begin with the assertion that states are ultimately forms of class dictatorship. What this means is that in a given social formation, the state is a means through which a class ensures and reproduces its position as the ruling class. While the state is contested by multiple classes, as Poulantzas points out, it ultimately reproduces a class system with the state apparatus ensuring that one class comes out on top. To quote the “stupendous dogmatism” of Etienne Balibar: State power is always the power of a class. State power, which is produced in the class struggle, can only be the instrument of the ruling class: what Marx and Engels called the dictatorship of the ruling class.5

Why the term dictatorship? Balibar paraphrases Lenin defining a dictatorship as “absolute power, standing above any law, either of the bourgeois or the proletariat. State power cannot be shared.6 Essentially this means that in a given state, the class’s rule over this state is non-negotiable, and is ultimately above the law. If the law becomes a barrier to the rule of the dominant class, the law is ultimately less important, and the state will break with the rule of law if necessary to ensure ‘order’. The importance of recognizing this is that legal codes are not neutral forces standing above classes, but means through which class power is expressed.

The necessity of “order” and the maintenance of the rule of law is the normal operation of the bourgeois state. Yet when “order” is threatened, often through the convulsions of class struggle, the state will use extra-legal methods to maintain order. The class dictatorship of the bourgeoisie is mediated through parliaments and courts, yet also will throw such forms of mediation out the window if the establishment of order is threatened. Thus there is a tension in the bourgeois state between its own forms of democracy and the necessity of maintaining a bourgeois dictatorship.

The other important aspect of the theory of class dictatorship is that the state does not share power between classes; the proletariat and bourgeoisie do not have a compromised state where both rule halfway, but rather one class rules over all others. This has clear implications for political practice, in that there must be a rupture in the form of the state in the proletarian revolution, where the bourgeois form of the state is smashed and is replaced by a state of a fundamentally different form that puts power into the hands of the working class. The question remains, however: what form does this state take? Rather than simply assuming the ‘class character’ of a state as given due to the ideology of the ruling party, we must understand what institutions can actually allow the working class to rule as a class. Here Charles Bettelheim is useful:

“The basic difference between a proletarian state apparatus and a bourgeois state apparatus is the non-separation of the proletarian state apparatus from the masses, its subordination to the masses, i.e. the disappearance of what Lenin called a “state in the proper sense and its replacement by the proletariat organized as a ruling class.”7

Key to the proletarian state in this conception is the non-separation of the masses from the state, the state being subordinated to the masses. This entails that there must be a form of democracy that is based in mass collective participation from the proletariat that would allow for the masses to subordinate the state to their interests. This must be a democracy based on collective decision-making in public association rather than the atomized democracy found in the bourgeois state that reduces mass politics to the individuated casting of a vote. The form of the proletarian state is, therefore, a form of the state that in all meaningful ways is more democratic than any capitalist state—democracy is a means through which the masses can take political decision-making into their collective hands. The alternative is the rule of experts, of bureaucracy, unhindered in their rule and increasingly graced with arbitrary power by their social status.

One element of democracy is that it operates through a sort of “political culture,” or set of political norms in collective decision making that empower the collective to the greatest possible extent. Therefore a proletarian state must promote certain civic virtues, essentially an ideological apparatus that promotes certain forms of socialization over others, forms that promote collective decision-making in a solidaristic fashion overseeing politics as an instrument for personal success. In fact, one of the key aspects of proletarian democracy is that it is not possible to use politics as a form of career. As in the Paris Commune, the workers representative should be not only recallable but also paid the average working person’s wage. Public officials should be elected and transparency should become the norm, as well as freedom of the press and freedom of association. Democracy must not be understood as merely majoritarian decision-making, but rather collective decision-making where everyone has a say. One could call this political culture “workers’ republicanism,” and the state a “workers’ republic.” Such a state would not overcome the principle of representation—this is not a call for direct democracy—yet it would maximize the means through which representation is truly derived from the “people’s will” or, more accurately, the will of the propertyless class.

Another key aspect of the proletarian state is the arming of the people. The smashing of the state at its core is the dissolution of the existing bourgeois state apparatus, the military, national guard, and police. What replaces these institutions is the people’s militia, which is run through municipal committees that all citizens can join. The universal arming of the people through such a system is an acid test of whether a state can be said to have a proletarian “class character,” whether the working class truly holds power or if power is being taken into the hands of a petty-bourgeois bureaucracy. The working class must become the state itself and absorb all arbitrary and alienated bureaucratic powers to the fullest extent while putting those that do exist under democratic control.

This approach toward defining a “workers’ state” differs from the Trotskyist method, which judges a workers’ state by the dominant property relations. For example, if a state has a nationalized economy but is run by a bureaucracy caste that politically disempowers the working class, it is still a workers’ state, albeit a degenerated one. This way of using property relations alone as a metric is ultimately economically reductive to the point where the working class does not have to actually hold power in its own state but merely exist in a nationalized economy compatible with any kind of arbitrary despotism. The workers’ state may be degenerated and need a political revolution, but the implicit assumption is that property-form defines a workers’ state. Yet would one say that the USSR ceased to be a workers’ state during the NEP, where private property was tolerated, and then returned to being one after the collectivization of agriculture under Stalin? Rather than focusing on the property form dominating the economy, the focus should be on the political form of the state.

An argument against this interpretation of the state is that a workers’ state could simply be an extremely democratic state with a capitalist economy. But this opens up another avenue of Marxist state theory that could be more vigorously examined: the contradiction between the market and democracy. One could theoretically make an argument that the rule of the market as an impersonal force and authentic democratic rule of the people and their interests over all of society are incompatible; thus the tendency for the capitalist class to limit democracy when necessary and the tendency for the proletariat to fight for democracy more than other classes. One sees this contradiction historically play out in the bourgeois revolutions, where the most militant and radical mobilizations against the old regime came from the small proprietor masses who were in the process of proletarianization. On the other hand, the actual merchant class tended to play a more conservative role in the revolutions, seeing the extreme democracy of the masses as a threat to their property. One sees this dynamic in the history of the United States itself, one famous example being the Constitution itself as being framed for the purposes of curbing excess democracy.8 A sufficiently empowered proletariat that amasses enough control over society organized as a universal class would simply not be compatible with the rule of the bourgeoisie, as it would be compelled to make “despotic inroads” on property, to use to the words of Marx. To quote Jacques Ranciere, referencing a report from the Trilateral Commission on the problems of democracy:

“Democracy, said the report writers, signifies the irresistible growth of demands that put pressure on governments, lead to a decline in authority, and cause individuals and groups to become refractory to the discipline and sacrifices for the common good.”9

We must understand that the dictatorship of the proletariat for Marx is merely a stage in the class struggle, one where the proletariat becomes the most powerful class in society, but still nonetheless within a capitalist society. The point of the dictatorship of the proletariat is that the proletariat is in control of the “general means of coercion” and can now make concrete steps towards the abolition of class society itself. Radical political democracy serves the purposes of allowing the masses to take these concrete steps.

On this occasion, Poulantzas does give us a useful frame of reference, despite his conclusion of class dictatorship not being a viable concept. If we see the form of the state as something which is determined by the concrete class struggle, then it is possible that the strength of the proletariat as a class would impact the form of the state. Yet whether a strong proletariat would mean a more democratic or despotic state is not something that can be predetermined. While a strongly organized proletariat may be able to win significant concessions from the state such as democratic rights, the state could also react to an empowered proletariat by becoming more authoritarian and clamping down on democratic rights. However, even if the proletariat is strongly organized enough within a capitalist state to win certain rights, these rights are mere legalities in the eyes of the bourgeoisie and can be suspended if necessary—hence why even the most democratic state is not a state where the proletariat and bourgeois share power somehow, but rather is always a dictatorship of the bourgeois. In fact, where the proletariat has gained significant democratic rights, one can see the bourgeois state compensate through forms of corruption and voter manipulation. One can say there is essentially a contradiction between political democracy and the market, where political democracy being extended gives more power to the plebian classes and therefore can lead to policies that clash with the market.

In conventional Leninist political terminology, where the Comintern or at least its first four congresses are used as a key reference point for politics, democracy is contrasted to Democratic Centralism. It is my opinion that Democratic Centralism is essentially a redundant term, and is more often than not simply used as a cudgel against democracy in the name of centralism. Any democratic decision made by a collective, by a majority, has to be enforced on the whole. The part must be subsumed to the whole, and so some form of central authority is needed so that the needs of the whole can be met. Decentralization of power, where autonomy and localism are emphasized over the rule of any central authority and subjugation to authority is a matter of contractual agreements worked out between functionally autonomous communes, pretends to be an ultra-democratic alternative to democratic systems that rely on some level of centralism. Yet if a locality is truly autonomous and not accountable to a center, then it is not accountable for the needs of the rest of society, a situation which is fundamentally anti-democratic.

The neo-republican theories of Skinner and Pettit, while tainted by social-democratic politics, are a valuable asset to state theory despite coming from a non-Marxist background. For Pettit, freedom can be defined as the absence of domination.10 We are essentially unfree when we are subject to the will of another. However, when we enter a political community, we essentially subject ourselves to the rule of a state and are subject to the will of the authority of this state. This provides us with a conundrum: how are humans supposed to be free if we live in a society where we are forced to live under the control of generalized political authority? The argument of the neo-republicans is that said political authority is not a form of domination if it is an authority that is derived from the said political community through open and collective deliberation. Furthermore, this political authority must be exercised in a way which is not arbitrary. The issue of arbitrary authority is a major one for the neo-republicans, as they see republican democracy as a means to limit and perhaps eliminate arbitrary authority, which is an authority that is not legitimated by the norms of the political community and there is a form of domination in operation.

Skinner argues against the notion of freedom as “non-interference,” as we can only exist as “free” beings in a community with others, and therefore cannot be free from some interference from the needs of others without being atomized, anti-social beings.11 Humans are social animals, and so we have no choice but to be subject to the interference of others in a political community. However, what we can be free from is dependence, where we are subjected to the arbitrary will of a social force in order to survive. This can be extended to the dependence of a woman on her husband for financial support, dependence on competition in the free market to survive, and dependence on a state which is free from any kind of democratic control.12 Therefore freedom is not freedom from the interference and input of others, but freedom from arbitrary forms of domination and dependence.

By looking at modern thinkers of republican theory like Pettit and Skinner, as well as the general ideals of radical republicanism that were common parlance in circles frequented by Marx and Engels, we can learn to develop what was mentioned earlier as a “political culture,” a culture not in the sense of an aesthetic but in the sense of a complex of social and institutional norms. Through developing such a culture in the masses, we can develop through concrete struggle the forms of workers’ democracy that will define the proletarian state of the future, training the working class to become a class capable of self-governance. Marxist state theory should shift focus from purely methodological issues and instead begin to venture into the practical questions of the proletarian state.

The French Revolution greatly influenced Marx’s conception of democracy.

One can ask how one can reconcile the notion of a dictatorship of the proletariat with mass republican democracy. The answer to this is that Marx did not see dictatorship and democracy as mutually exclusive, but instead in a mutually reinforcing relation with one another. For example, in applying the lessons of 1848 in his 1850 Address to the Communist League, Marx calls for the use of terrorist methods in order to attain democratic demands. Marx sees class dictatorship as a means through which one class suppresses of the former ruling class, which in turn allows for the development of new democratic forms that come from undermining the power of this class. For Marx, the Jacobin dictatorship of the French Revolution was inspiring: in order for the bourgeoisie and its allies in the plebeian classes to win a republic that totally undermined the aristocracy’s power and put democracy in the hands of the masses, it was necessary to violently suppress the aristocratic class whose interests were contrary to the rise of mass democratic politics. One can understand proletarian dictatorship in a similar way: the capitalist class must be put out of power and politically disenfranchised in order to construct sovereignty based on the power of the workers and organized through democratic association. For Marx, class dictatorship is a means of securing democracy against the power of the former ruling class and is thus not contrary to democratic principles.  

Marxist state theory must move beyond mere questions of methodology and into questions of political importance, such as what actually demarcates proletarian states from bourgeois states, the question of what denotes the “class character” of a state beyond mere proclamations, and so on. It means asking what kinds of polities we aim to create, and what kind of political cultures will need to accompany them. Structuralism, instrumentalism, or other approaches from the form-analytic, systems theory, or organizational realist schools can only tell us so much about these questions and have mostly related to best theorizing the capitalist state. In analyzing the state we may use elements of all of these methodologies, but what matters is that our understanding of the state is based in concrete historical analysis and not simply left in the realm of abstraction. Marxist state theory gives us important tools for understanding the capitalist state and its development, providing us with a set of methodologies that look at the state with different levels of abstraction. Yet a theory of the state must also be able to understand the state beyond the capitalist state. This means developing a theory of the state that can understand pre-capitalist states and their continuities with the modern state. Yet more importantly, as partisans of communism, we must also theorize the proletarian state, a question which relates to how we now try to organize a polity of the working class for its historical interests. It is my suggestion that the democratic-republican principles of the milieu that created Marxism carry much to offer us in addressing this question.